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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSTO
1526
DELISTED
Vista Outdoor Inc.
VSTO
$218K ﹤0.01%
4,910
+3,037
+162% +$133K
EMF
1527
Templeton Emerging Markets Fund
EMF
$332M
$217K ﹤0.01%
21,834
+732
+3% +$8.35K
VLY icon
1528
Valley National Bancorp
VLY
$8.3B
$217K ﹤0.01%
22,001
+552
+3% +$5.74K
HUN icon
1529
Huntsman Corp
HUN
$1.81B
$216K ﹤0.01%
19,137
+979
+5% +$11.6K
KOP icon
1530
Koppers
KOP
$874M
$216K ﹤0.01%
11,809
-435
-4% -$8.83K
MUI
1531
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$216K ﹤0.01%
15,502
-1,832
-11% -$25.5K
DTH icon
1532
WisdomTree International High Dividend Fund
DTH
$661M
$215K ﹤0.01%
5,687
-1,433
-20% -$55.9K
WYNN icon
1533
Wynn Resorts
WYNN
$10.5B
$215K ﹤0.01%
3,117
-1,549
-33% -$103K
QVCGA
1534
DELISTED
QVC Group Inc Series A
QVCGA
$215K ﹤0.01%
163
+16
+11% +$21K
BSE
1535
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$215K ﹤0.01%
15,706
+3,007
+24% +$39.7K
EFT
1536
Eaton Vance Floating-Rate Income Trust
EFT
$290M
$214K ﹤0.01%
16,895
+3,250
+24% +$42.2K
ETX
1537
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$214K ﹤0.01%
11,614
+1,831
+19% +$32.4K
RLJ icon
1538
RLJ Lodging Trust
RLJ
$1.67B
$214K ﹤0.01%
9,892
+1,858
+23% +$45.5K
WRK
1539
DELISTED
WestRock Company
WRK
$214K ﹤0.01%
5,235
-1,149
-18% -$52.3K
RODM icon
1540
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$213K ﹤0.01%
8,975
+2,149
+31% +$51.6K
BCV
1541
Bancroft Fund
BCV
$144M
$212K ﹤0.01%
11,675
+1,692
+17% +$31.7K
BNS icon
1542
Scotiabank
BNS
$111B
$212K ﹤0.01%
5,363
+532
+11% +$23K
STIP icon
1543
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$212K ﹤0.01%
2,140
-540
-20% -$53.5K
BFY
1544
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$212K ﹤0.01%
14,181
+2,500
+21% +$36.1K
HYMB icon
1545
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$211K ﹤0.01%
7,406
-318
-4% -$9K
CBU icon
1546
Community Bank
CBU
$3.46B
$210K ﹤0.01%
5,250
– –
FDD icon
1547
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$210K ﹤0.01%
17,260
+3,450
+25% +$42.8K
AWR icon
1548
American States Water
AWR
$3.52B
$209K ﹤0.01%
4,975
+1,128
+29% +$46.7K
BMRN icon
1549
BioMarin Pharmaceuticals
BMRN
$13.3B
$209K ﹤0.01%
1,995
-378
-16% -$39.5K
LSI
1550
DELISTED
Life Storage, Inc.
LSI
$209K ﹤0.01%
2,924
+125
+4% +$8.36K
60 61
62
63 64

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.