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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPOR
1526
DELISTED
Gulfport Energy Corp.
GPOR
$215K ﹤0.01%
4,684
-610
-12% -$25.8K
PIZ icon
1527
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$745M
$214K ﹤0.01%
8,561
+2,245
+36% +$55.1K
ZION icon
1528
Zions Bancorporation
ZION
$10.5B
$214K ﹤0.01%
7,932
-510
-6% -$13.4K
VXX
1529
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$214K ﹤0.01%
520
+262
+102% +$127K
EHC icon
1530
Encompass Health
EHC
$12.2B
$213K ﹤0.01%
6,037
+1,771
+42% +$60.6K
SMFG icon
1531
Sumitomo Mitsui Financial
SMFG
$167B
$213K ﹤0.01%
27,363
+840
+3% +$6.28K
VTNR
1532
DELISTED
Vertex Energy, Inc
VTNR
$213K ﹤0.01%
57,600
-3,700
-6% -$12.8K
BCS.PR.CL
1533
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$213K ﹤0.01%
8,313
+1,300
+19% +$33.4K
CIM
1534
Chimera Investment
CIM
$993M
$212K ﹤0.01%
4,506
+194
+4% +$9.28K
KLAC icon
1535
KLA
KLAC
$274B
$212K ﹤0.01%
36,420
-24,050
-40% -$154K
DMND
1536
DELISTED
DIAMOND FOODS, INC.
DMND
$212K ﹤0.01%
6,529
– –
FIZZ icon
1537
National Beverage
FIZZ
$2.93B
$211K ﹤0.01%
18,734
-472
-2% -$5.35K
ISCB icon
1538
iShares Morningstar Small-Cap ETF
ISCB
$294M
$211K ﹤0.01%
5,876
+448
+8% +$15.6K
TIPZ icon
1539
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$211K ﹤0.01%
3,661
– –
ERF
1540
DELISTED
Enerplus Corporation
ERF
$211K ﹤0.01%
20,764
+9,573
+86% +$94.9K
AMTD
1541
DELISTED
TD Ameritrade Holding Corp
AMTD
$211K ﹤0.01%
5,666
+2,188
+63% +$77.8K
ILF icon
1542
iShares Latin America 40 ETF
ILF
$3.69B
$210K ﹤0.01%
7,172
+1,749
+32% +$53.5K
SCTY
1543
DELISTED
SolarCity Corporation
SCTY
$210K ﹤0.01%
4,105
-4,730
-54% -$243K
NVDA icon
1544
NVIDIA
NVDA
$5.46T
$209K ﹤0.01%
400,400
+132,080
+49% +$70.2K
BKCC
1545
DELISTED
BlackRock Capital Investment Corporation
BKCC
$209K ﹤0.01%
23,098
-2,658
-10% -$22.9K
ICPT
1546
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$209K ﹤0.01%
742
+60
+9% +$13K
QVCGA
1547
DELISTED
QVC Group Inc Series A
QVCGA
$208K ﹤0.01%
147
+8
+6% +$11.1K
FLTR icon
1548
VanEck IG Floating Rate ETF
FLTR
$3.04B
$207K ﹤0.01%
8,329
-181
-2% -$4.51K
GTLS
1549
DELISTED
Chart Industries
GTLS
$207K ﹤0.01%
5,896
-226
-4% -$7.26K
HPF
1550
John Hancock Preferred Income Fund II
HPF
$345M
$207K ﹤0.01%
9,845
+782
+9% +$16.4K
60 61
62
63 64

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.