We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNM icon
1526
Unum
UNM
$14.7B
$114K ﹤0.01%
3,304
+68
+2% +$2.39K
GPOR
1527
DELISTED
Gulfport Energy Corp.
GPOR
$114K ﹤0.01%
2,142
+235
+12% +$13.5K
BSCH
1528
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$114K ﹤0.01%
4,997
– –
EWW icon
1529
iShares MSCI Mexico ETF
EWW
$1.87B
$113K ﹤0.01%
1,643
– –
FXN icon
1530
First Trust Energy AlphaDEX Fund
FXN
$387M
$113K ﹤0.01%
4,362
+655
+18% +$18.4K
GDXJ icon
1531
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$113K ﹤0.01%
3,372
-2,635
-44% -$107K
HDGE icon
1532
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.2M
$113K ﹤0.01%
953
-330
-26% -$38.8K
IEV icon
1533
iShares Europe ETF
IEV
$1.7B
$113K ﹤0.01%
2,516
-8,082
-76% -$379K
RJI
1534
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$113K ﹤0.01%
14,439
– –
NVX
1535
DELISTED
Nuveen Calif Div Muni
NVX
$113K ﹤0.01%
+8,172
New +$113K
BIL icon
1536
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$112K ﹤0.01%
1,224
+35
+3% +$3.2K
ETG
1537
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$112K ﹤0.01%
6,566
+33
+0.5% +$574
MAA icon
1538
Mid-America Apartment Communities
MAA
$15.6B
$112K ﹤0.01%
1,692
-13
-0.8% -$926
SCHB icon
1539
Schwab US Broad Market ETF
SCHB
$45.2B
$112K ﹤0.01%
14,190
+36
+0.3% +$288
WAT icon
1540
Waters Corp
WAT
$40.6B
$112K ﹤0.01%
1,127
+474
+73% +$48.9K
AVT icon
1541
Avnet
AVT
$7.87B
$111K ﹤0.01%
2,675
-790
-23% -$34.4K
BMRC icon
1542
Bank of Marin Bancorp
BMRC
$462M
$111K ﹤0.01%
4,816
– –
GEL icon
1543
Genesis Energy
GEL
$1.92B
$111K ﹤0.01%
2,100
– –
RZG icon
1544
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$111K ﹤0.01%
4,404
+573
+15% +$15K
TSI
1545
TCW Strategic Income Fund
TSI
$213M
$111K ﹤0.01%
19,644
-36,952
-65% -$206K
GM.WS.A
1546
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$111K ﹤0.01%
4,965
+141
+3% +$3.55K
EVO
1547
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$111K ﹤0.01%
8,248
– –
MFIN icon
1548
Medallion Financial
MFIN
$262M
$110K ﹤0.01%
9,400
– –
SONY icon
1549
Sony
SONY
$138B
$110K ﹤0.01%
30,400
-19,895
-40% -$71.6K
NTRI
1550
DELISTED
NutriSystem, Inc.
NTRI
$110K ﹤0.01%
7,175
+6,600
+1,148% +$110K
60 61
62
63 64

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.