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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUK icon
1501
Prudential
PUK
$34.5B
$695K ﹤0.01%
20,141
-1,142
-5% -$42.5K
FIVE icon
1502
Five Below
FIVE
$13.2B
$694K ﹤0.01%
5,505
-1,153
-17% -$140K
BIBL icon
1503
Inspire 100 ETF
BIBL
$503M
$693K ﹤0.01%
24,844
+3,414
+16% +$94.5K
P
1504
Everpure Inc
P
$37B
$693K ﹤0.01%
40,946
+5,021
+14% +$78.7K
RVNU icon
1505
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$693K ﹤0.01%
24,551
-4,050
-14% -$114K
JQUA icon
1506
JPMorgan US Quality Factor ETF
JQUA
$8.66B
$691K ﹤0.01%
+23,514
New +$687K
CHTR icon
1507
Charter Communications
CHTR
$17.9B
$690K ﹤0.01%
1,677
+117
+8% +$47.2K
PARA
1508
DELISTED
Paramount Global Class B
PARA
$690K ﹤0.01%
17,078
-853
-5% -$39.9K
TAK icon
1509
Takeda Pharmaceutical
TAK
$55.6B
$690K ﹤0.01%
40,130
-582
-1% -$10.1K
BJ icon
1510
BJs Wholesale Club
BJ
$11.8B
$689K ﹤0.01%
26,619
+6,086
+30% +$152K
GIL icon
1511
Gildan
GIL
$10.6B
$689K ﹤0.01%
19,410
-38
-0.2% -$1.43K
CLF icon
1512
Cleveland-Cliffs
CLF
$6.99B
$688K ﹤0.01%
95,084
+9,700
+11% +$87.4K
MPA icon
1513
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$688K ﹤0.01%
48,454
-692
-1% -$9.82K
DWTR
1514
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$688K ﹤0.01%
21,932
+790
+4% +$25.4K
AAL icon
1515
American Airlines Group
AAL
$9.97B
$685K ﹤0.01%
25,421
+1,688
+7% +$49.4K
ETO
1516
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$527M
$684K ﹤0.01%
27,010
-670
-2% -$16.8K
WDC icon
1517
Western Digital
WDC
$168B
$684K ﹤0.01%
15,189
-11,057
-42% -$472K
FTDR icon
1518
Frontdoor
FTDR
$5.89B
$681K ﹤0.01%
14,003
+1,085
+8% +$52.4K
XSOE icon
1519
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.12B
$681K ﹤0.01%
24,639
-1,399
-5% -$39.2K
FAAR icon
1520
First Trust Alternative Absolute Return Strategy ETF
FAAR
$197M
$680K ﹤0.01%
25,965
+10,983
+73% +$292K
SSRM icon
1521
SSR Mining
SSRM
$6.49B
$676K ﹤0.01%
46,620
-5,650
-11% -$86.9K
FEMB icon
1522
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$366M
$675K ﹤0.01%
17,726
-2,347
-12% -$90.7K
ROBT icon
1523
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$796M
$675K ﹤0.01%
21,375
+1,472
+7% +$47.5K
CP icon
1524
Canadian Pacific Kansas City
CP
$81.5B
$674K ﹤0.01%
15,160
-1,910
-11% -$89.9K
SKT icon
1525
Tanger
SKT
$4.42B
$674K ﹤0.01%
43,519
+5,827
+15% +$91.1K
59 60
61
62 63

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.