We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPVM icon
1501
Invesco S&P 500 Value with Momentum ETF
SPVM
$132M
$525K ﹤0.01%
15,344
+2,397
+19% +$88.9K
ODFL icon
1502
Old Dominion Freight Line
ODFL
$44.7B
$523K ﹤0.01%
12,729
-183
-1% -$8.11K
AMCX icon
1503
AMC Global Media
AMCX
$496M
$522K ﹤0.01%
9,494
-932
-9% -$54.5K
FGD icon
1504
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.6B
$522K ﹤0.01%
23,719
+724
+3% +$17K
MKC.V icon
1505
McCormick & Company Voting
MKC.V
$14.5B
$522K ﹤0.01%
7,520
– –
IYT icon
1506
iShares US Transportation ETF
IYT
$2.3B
$521K ﹤0.01%
12,628
-17,016
-57% -$785K
MXIM
1507
DELISTED
Maxim Integrated Products
MXIM
$521K ﹤0.01%
10,154
+4,580
+82% +$239K
CCJ icon
1508
Cameco
CCJ
$42.6B
$518K ﹤0.01%
45,645
-10,917
-19% -$126K
MTN icon
1509
Vail Resorts
MTN
$5.18B
$516K ﹤0.01%
2,435
+46
+2% +$11.4K
DFE icon
1510
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$515K ﹤0.01%
9,646
-2,529
-21% -$145K
EIM
1511
Eaton Vance Municipal Bond Fund
EIM
$500M
$515K ﹤0.01%
45,654
+28,198
+162% +$314K
FRME icon
1512
First Merchants
FRME
$2.72B
$515K ﹤0.01%
14,987
+557
+4% +$22.6K
SCM icon
1513
Stellus Capital Investment Corp
SCM
$254M
$515K ﹤0.01%
39,752
+32
+0.1% +$417
DXJ icon
1514
WisdomTree Japan Hedged Equity Fund
DXJ
$7.55B
$513K ﹤0.01%
10,988
-3,440
-24% -$180K
CPRI icon
1515
Capri Holdings
CPRI
$1.77B
$511K ﹤0.01%
13,490
-581
-4% -$29.2K
FNF icon
1516
Fidelity National Financial
FNF
$13.1B
$509K ﹤0.01%
16,828
-2,689
-14% -$86.7K
KTF
1517
DWS Municipal Income Trust
KTF
$352M
$509K ﹤0.01%
49,407
-4,542
-8% -$46.7K
RSPN icon
1518
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$508K ﹤0.01%
24,590
-1,545
-6% -$35.1K
ISCV icon
1519
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
$507K ﹤0.01%
12,345
+555
+5% +$25.7K
SCD
1520
LMP Capital and Income Fund
SCD
$363M
$506K ﹤0.01%
47,305
+883
+2% +$10.9K
PGHY icon
1521
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$505K ﹤0.01%
22,250
-1,772
-7% -$40.8K
VEEV icon
1522
Veeva Systems
VEEV
$41B
$505K ﹤0.01%
5,652
+911
+19% +$83.2K
XRT icon
1523
State Street SPDR S&P Retail ETF
XRT
$643M
$503K ﹤0.01%
12,260
-122,534
-91% -$5.6M
LEN icon
1524
Lennar Class A
LEN
$21.1B
$502K ﹤0.01%
12,777
+9,232
+260% +$376K
LEO
1525
BNY Mellon Strategic Municipals
LEO
$389M
$499K ﹤0.01%
69,457
-1,200
-2% -$8.65K
59 60
61
62 63

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.