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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
IQVIA
IQV
$39.8B
| $324K | ﹤0.01% |
4,185
+1,224
| +41% | +$93.9K |
|
1502
iShares Global Comm Services ETF
IXP
$569M
| $324K | ﹤0.01% |
5,510
-3,559
| -39% | -$209K |
|
1503
Invesco S&P 500 BuyWrite ETF
PBP
$363M
| $324K | ﹤0.01% |
15,237
-2,766
| -15% | -$59K |
|
1504
Vanda Pharmaceuticals
VNDA
$304M
| $322K | ﹤0.01% |
20,191
+191
| +1% | +$3.07K |
|
|
IBDL
1505
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
| $320K | ﹤0.01% |
12,519
+2,000
| +19% | +$50.9K |
|
|
SIX
1506
DELISTED
Six Flags Entertainment Corp.
SIX
| $319K | ﹤0.01% |
5,315
-2,530
| -32% | -$142K |
|
|
LOCK
1507
DELISTED
LifeLock, Inc.
LOCK
| $319K | ﹤0.01% |
13,350
-1,000
| -7% | -$20.3K |
|
1508
Akamai
AKAM
$18B
| $318K | ﹤0.01% |
4,786
-1,495
| -24% | -$95.2K |
|
1509
iShares Short Maturity Bond ETF
NEAR
$4.88B
| $318K | ﹤0.01% |
6,323
-2,241
| -26% | -$112K |
|
1510
Invesco Large Cap Growth ETF
PWB
$2.45B
| $318K | ﹤0.01% |
9,972
+3,924
| +65% | +$124K |
|
|
CMBT
1511
CMB.TECH NV
CMBT
$4.92B
| $318K | ﹤0.01% |
40,000
| – | – |
|
|
PACW
1512
DELISTED
PacWest Bancorp
PACW
| $318K | ﹤0.01% |
6,064
+653
| +12% | +$31.6K |
|
1513
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$590M
| $317K | ﹤0.01% |
11,919
+5,729
| +93% | +$145K |
|
1514
RingCentral
RNG
$5.66B
| $317K | ﹤0.01% |
15,387
-1,000
| -6% | -$21.9K |
|
|
VTA
1515
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $317K | ﹤0.01% |
25,813
+11,542
| +81% | +$136K |
|
1516
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
| $316K | ﹤0.01% |
9,318
+39
| +0.4% | +$1.42K |
|
1517
IMAX
IMAX
$2.92B
| $316K | ﹤0.01% |
10,054
+2,414
| +32% | +$75.4K |
|
|
NXDT
1518
NexPoint Diversified Real Estate Trust
NXDT
$261M
| $316K | ﹤0.01% |
13,899
-1,066
| -7% | -$23.4K |
|
1519
BlackRock MuniYield Quality Fund
MQY
$816M
| $315K | ﹤0.01% |
21,383
+5,585
| +35% | +$84.5K |
|
1520
Trinity Industries
TRN
$2.34B
| $315K | ﹤0.01% |
15,729
-297
| -2% | -$5.47K |
|
1521
Wynn Resorts
WYNN
$10.5B
| $315K | ﹤0.01% |
3,595
-1,041
| -22% | -$97.4K |
|
1522
Flex
FLEX
$45.9B
| $314K | ﹤0.01% |
28,922
+1,391
| +5% | +$14.9K |
|
1523
Nuveen Municipal Credit Income Fund
NZF
$2.45B
| $313K | ﹤0.01% |
22,117
+2,016
| +10% | +$29.1K |
|
1524
ScottsMiracle-Gro
SMG
$3.59B
| $313K | ﹤0.01% |
3,290
+2,537
| +337% | +$228K |
|
|
UNIT
1525
Uniti Group
UNIT
$2.38B
| $313K | ﹤0.01% |
12,271
+1,332
| +12% | +$35.9K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.