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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGL
1501
DELISTED
Wgl Holdings
WGL
$225K ﹤0.01%
3,563
+436
+14% +$26.6K
RXII
1502
DELISTED
GALENA BIOPHARMA INC COM
RXII
$225K ﹤0.01%
153,375
-994
-0.6% -$1.46K
GEN icon
1503
Gen Digital
GEN
$17.7B
$224K ﹤0.01%
10,647
-14,325
-57% -$291K
KBWB icon
1504
Invesco KBW Bank ETF
KBWB
$6.84B
$224K ﹤0.01%
5,953
+4,477
+303% +$170K
OTEX icon
1505
Open Text
OTEX
$6.02B
$223K ﹤0.01%
9,304
+3,668
+65% +$86.5K
UST icon
1506
ProShares Ultra 7-10 Year Treasury
UST
$13.9M
$223K ﹤0.01%
3,960
-13,649
-78% -$778K
CTRA
1507
DELISTED
Coterra Energy
CTRA
$222K ﹤0.01%
12,542
-1,782
-12% -$35.8K
SIL icon
1508
Global X Silver Miners ETF NEW
SIL
$4.75B
$222K ﹤0.01%
12,008
+4,377
+57% +$88.3K
HA
1509
DELISTED
Hawaiian Holdings, Inc.
HA
$222K ﹤0.01%
6,330
-4,268
-40% -$148K
CORR
1510
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$221K ﹤0.01%
14,860
+4,237
+40% +$94K
BTO
1511
John Hancock Financial Opportunities Fund
BTO
$819M
$220K ﹤0.01%
7,845
-1,306
-14% -$35.5K
WDC icon
1512
Western Digital
WDC
$168B
$220K ﹤0.01%
4,832
+1,091
+29% +$55.7K
VASC
1513
DELISTED
Vascular Solutions Inc
VASC
$220K ﹤0.01%
6,390
+5,490
+610% +$186K
BRKL
1514
DELISTED
Brookline Bancorp
BRKL
$219K ﹤0.01%
19,002
+4
+0% +$45
IVZ icon
1515
Invesco
IVZ
$14.3B
$219K ﹤0.01%
6,564
-209
-3% -$6.84K
JKHY icon
1516
Jack Henry & Associates
JKHY
$11.1B
$219K ﹤0.01%
2,809
+662
+31% +$50.9K
SUSA icon
1517
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$219K ﹤0.01%
5,258
+3,808
+263% +$160K
THO icon
1518
Thor Industries
THO
$4.11B
$219K ﹤0.01%
3,908
-76
-2% -$4.22K
SIRO
1519
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$219K ﹤0.01%
2,009
+1,153
+135% +$123K
EVV
1520
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$218K ﹤0.01%
17,088
+5,029
+42% +$64.5K
HEFA icon
1521
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.81B
$218K ﹤0.01%
8,569
+1,008
+13% +$26.2K
IUSB icon
1522
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$218K ﹤0.01%
4,394
+1,246
+40% +$62.4K
BQH
1523
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$218K ﹤0.01%
14,711
+2,810
+24% +$39.7K
KST
1524
DELISTED
Deutsche Strategic Income Trust
KST
$218K ﹤0.01%
20,737
+7,601
+58% +$79.2K
NPM
1525
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$218K ﹤0.01%
15,516
-173
-1% -$2.4K
59 60
61
62 63

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.