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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STR
1501
DELISTED
QUESTAR CORP
STR
$120K ﹤0.01%
5,365
+747
+16% +$17.2K
BGC icon
1502
BGC Group
BGC
$5.2B
$119K ﹤0.01%
24,880
– –
FT
1503
Franklin Universal Trust
FT
$198M
$119K ﹤0.01%
17,000
-700
-4% -$5.12K
HNW
1504
DELISTED
Pioneer Diversified High Income Fund
HNW
$119K ﹤0.01%
6,000
– –
PODD icon
1505
Insulet
PODD
$10.2B
$119K ﹤0.01%
3,216
+200
+7% +$7.3K
TU icon
1506
Telus
TU
$15.2B
$119K ﹤0.01%
6,958
– –
BCS.PRC
1507
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$119K ﹤0.01%
4,602
+275
+6% +$7.09K
AVNR
1508
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$119K ﹤0.01%
10,000
-6,000
-38% -$41K
EMD
1509
DELISTED
Western Asset Emerging Markets
EMD
$119K ﹤0.01%
9,859
– –
EXPE icon
1510
Expedia Group
EXPE
$39.4B
$118K ﹤0.01%
1,345
+94
+8% +$7.88K
ADRE
1511
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$118K ﹤0.01%
2,997
-348
-10% -$14.4K
CPRI icon
1512
Capri Holdings
CPRI
$1.77B
$117K ﹤0.01%
1,645
-6,816
-81% -$548K
IMO icon
1513
Imperial Oil
IMO
$64B
$117K ﹤0.01%
2,488
-70
-3% -$3.6K
STLD icon
1514
Steel Dynamics
STLD
$37.3B
$117K ﹤0.01%
5,158
-638
-11% -$14K
LSI
1515
DELISTED
Life Storage, Inc.
LSI
$117K ﹤0.01%
2,366
+2
+0.1% +$103
QEP
1516
DELISTED
QEP RESOURCES, INC.
QEP
$117K ﹤0.01%
3,799
+387
+11% +$12.9K
LEA icon
1517
Lear
LEA
$8.16B
$116K ﹤0.01%
1,338
+1,135
+559% +$110K
BCIC
1518
BCP Investment Corp
BCIC
$94.9M
$116K ﹤0.01%
1,391
+13
+0.9% +$1.06K
AFG icon
1519
American Financial Group
AFG
$12.1B
$115K ﹤0.01%
1,987
+103
+5% +$6.03K
KN icon
1520
Knowles
KN
$3.23B
$115K ﹤0.01%
4,346
-277
-6% -$8.45K
XVZ
1521
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$115K ﹤0.01%
3,725
– –
EL icon
1522
Estee Lauder
EL
$31.6B
$114K ﹤0.01%
1,527
-5
-0.3% -$376
GLTR icon
1523
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
$114K ﹤0.01%
1,809
-165
-8% -$11.5K
RBLD icon
1524
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.5M
$114K ﹤0.01%
2,368
-676
-22% -$34.6K
RSPM icon
1525
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$114K ﹤0.01%
6,765
+5
+0.1% +$85
59 60
61
62 63

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.