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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPLM
1501
DELISTED
Triangle Petroleum Corporation
TPLM
$101K ﹤0.01%
12,300
+425
+4% +$3.49K
LOCK
1502
DELISTED
LifeLock, Inc.
LOCK
$101K ﹤0.01%
5,910
+4,110
+228% +$80.3K
AOL
1503
DELISTED
AOL INC COMMON STOCK
AOL
$101K ﹤0.01%
2,310
+326
+16% +$14.7K
DFE icon
1504
WisdomTree Europe SmallCap Dividend Fund
DFE
$170M
$100K ﹤0.01%
1,607
+475
+42% +$28.6K
HAIN icon
1505
Hain Celestial
HAIN
$54.6M
$100K ﹤0.01%
2,182
-882
-29% -$40.2K
IDXX icon
1506
Idexx Laboratories
IDXX
$44.6B
$100K ﹤0.01%
1,652
-32
-2% -$1.91K
CLR
1507
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$100K ﹤0.01%
1,610
+362
+29% +$20.6K
ZNGA
1508
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$100K ﹤0.01%
23,244
-275
-1% -$1.27K
NKA
1509
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$100K ﹤0.01%
6,892
-1,043
-13% -$14.8K
BRE
1510
DELISTED
BRE PROPERTIES INC CL A
BRE
$100K ﹤0.01%
1,597
+288
+22% +$17.3K
IYZ icon
1511
iShares US Telecommunications ETF
IYZ
$1.24B
$99K ﹤0.01%
3,299
-5,579
-63% -$163K
JKHY icon
1512
Jack Henry & Associates
JKHY
$11.1B
$99K ﹤0.01%
1,775
+261
+17% +$15K
KOF icon
1513
Coca-Cola Femsa
KOF
$22.9B
$99K ﹤0.01%
937
– –
PNFP icon
1514
Pinnacle Financial Partners Inc
PNFP
$16.2B
$99K ﹤0.01%
2,650
– –
UNM icon
1515
Unum
UNM
$14.7B
$98K ﹤0.01%
2,767
+275
+11% +$9.39K
TPC
1516
Tutor Perini Cor
TPC
$4.99B
$98K ﹤0.01%
3,435
-500
-13% -$12.7K
CRZO
1517
DELISTED
Carrizo Oil & Gas Inc
CRZO
$98K ﹤0.01%
1,826
+204
+13% +$9.36K
SIVR icon
1518
abrdn Physical Silver Shares ETF
SIVR
$4.46B
$97K ﹤0.01%
4,971
-125
-2% -$2.52K
SLYG icon
1519
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$97K ﹤0.01%
2,176
+156
+8% +$6.89K
UDR icon
1520
UDR
UDR
$12.2B
$97K ﹤0.01%
3,738
-18
-0.5% -$451
QEP
1521
DELISTED
QEP RESOURCES, INC.
QEP
$97K ﹤0.01%
3,301
– –
BCS.PR.CL
1522
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$97K ﹤0.01%
3,843
+2,384
+163% +$59.6K
AFG icon
1523
American Financial Group
AFG
$12.1B
$96K ﹤0.01%
1,657
-110
-6% -$6.2K
CBU icon
1524
Community Bank
CBU
$3.45B
$96K ﹤0.01%
2,468
+1,428
+137% +$52.9K
CMP icon
1525
Compass Minerals
CMP
$1.11B
$96K ﹤0.01%
1,162
– –
59 60
61
62 63

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.