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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHC icon
1476
Encompass Health
EHC
$12.2B
$542K ﹤0.01%
10,979
+3,995
+57% +$227K
AAP icon
1477
Advance Auto Parts
AAP
$3.46B
$541K ﹤0.01%
3,431
-1
-0% -$167
VTN icon
1478
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$540K ﹤0.01%
45,244
-179
-0.4% -$2.16K
TKR icon
1479
Timken Company
TKR
$9.1B
$539K ﹤0.01%
14,405
+1,424
+11% +$57.6K
WFC.PRL icon
1480
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$539K ﹤0.01%
427
-42
-9% -$53.2K
APA icon
1481
APA Corp
APA
$14B
$538K ﹤0.01%
20,298
+3,574
+21% +$132K
IBD icon
1482
Inspire Corporate Bond ETF
IBD
$490M
$538K ﹤0.01%
22,017
+1,978
+10% +$48.2K
MUI
1483
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$538K ﹤0.01%
42,445
+17,769
+72% +$224K
HUN icon
1484
Huntsman Corp
HUN
$1.81B
$537K ﹤0.01%
27,891
+8,011
+40% +$172K
COR
1485
DELISTED
Coresite Realty Corporation
COR
$537K ﹤0.01%
6,163
+1,049
+21% +$102K
CFG icon
1486
Citizens Financial Group
CFG
$31.2B
$535K ﹤0.01%
17,667
+4,170
+31% +$146K
OIA icon
1487
Invesco Municipal Income Opportunities Trust
OIA
$292M
$535K ﹤0.01%
76,777
-18,144
-19% -$131K
WIP icon
1488
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$535K ﹤0.01%
10,276
+6,049
+143% +$316K
BEAT
1489
DELISTED
BioTelemetry, Inc.
BEAT
$535K ﹤0.01%
8,948
+265
+3% +$15.9K
LQDH icon
1490
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$541M
$534K ﹤0.01%
5,886
-16,317
-73% -$1.54M
NSLR
1491
Neostellar Capital Corp
NSLR
$283M
$533K ﹤0.01%
121,683
+8,005
+7% +$44.2K
SVC
1492
Service Properties Trust
SVC
$1.06B
$533K ﹤0.01%
4,464
-462
-9% -$60.3K
SKX
1493
DELISTED
Skechers
SKX
$532K ﹤0.01%
23,227
-6,900
-23% -$181K
FNV icon
1494
Franco-Nevada
FNV
$44.7B
$531K ﹤0.01%
7,577
+437
+6% +$29.2K
EFBI
1495
DELISTED
Eagle Financial Bancorp, Inc. Common Stock
EFBI
$531K ﹤0.01%
35,000
– –
DIEM icon
1496
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$84.6M
$530K ﹤0.01%
18,767
+376
+2% +$10.9K
MFEM icon
1497
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$151M
$530K ﹤0.01%
23,977
-235
-1% -$5.33K
OXLC
1498
Oxford Lane Capital
OXLC
$950M
$530K ﹤0.01%
10,916
-492
-4% -$25K
RMD icon
1499
ResMed
RMD
$32.9B
$530K ﹤0.01%
4,654
-567
-11% -$60.7K
MNST icon
1500
Monster Beverage
MNST
$91.4B
$525K ﹤0.01%
42,704
-8,936
-17% -$121K
58 59
60
61 62

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.