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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
126
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
$20.7M 0.19%
364,323
+49,078
+16% +$3.02M
XLF icon
127
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$20.7M 0.19%
868,921
-223,923
-20% -$5.82M
RTN
128
DELISTED
Raytheon Company
RTN
$20.6M 0.19%
134,362
-35,665
-21% -$6.39M
IBM icon
129
IBM
IBM
$222B
$20.4M 0.18%
187,829
-4,946
-3% -$594K
BP icon
130
BP
BP
$110B
$20.4M 0.18%
553,863
+7,330
+1% +$293K
SCHB icon
131
Schwab US Broad Market ETF
SCHB
$44.8B
$20M 0.18%
1,997,430
+307,866
+18% +$3.33M
ACWV icon
132
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$20M 0.18%
245,826
+175,167
+248% +$14.8M
BABA icon
133
Alibaba
BABA
$316B
$19.7M 0.18%
143,403
-2,021
-1% -$299K
IGSB icon
134
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$19.7M 0.18%
380,541
+60,980
+19% +$3.14M
BRK.A icon
135
Berkshire Hathaway Class A
BRK.A
$1.15T
$19.5M 0.18%
64
-1
-2% -$313K
SCHO icon
136
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$19.2M 0.17%
769,130
-525,050
-41% -$13M
XLV icon
137
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$18.9M 0.17%
219,117
-25,412
-10% -$2.3M
IWY icon
138
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$18.9M 0.17%
262,988
-126,684
-33% -$9.8M
O icon
139
Realty Income
O
$58.3B
$18.7M 0.17%
305,709
-2,676
-0.9% -$160K
EEMV icon
140
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$18.5M 0.17%
328,635
+285,264
+658% +$16M
CL icon
141
Colgate-Palmolive
CL
$74.4B
$18.1M 0.16%
304,660
-26,877
-8% -$1.68M
VBK icon
142
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$18.1M 0.16%
119,951
-78,392
-40% -$12.9M
VEU icon
143
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$17.9M 0.16%
391,937
+48,491
+14% +$2.33M
IGIB icon
144
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$17.9M 0.16%
340,296
+13,284
+4% +$695K
DD icon
145
DuPont de Nemours
DD
$19.3B
$17.8M 0.16%
131,471
+14,075
+12% +$2.02M
DUK icon
146
Duke Energy
DUK
$95.4B
$17.7M 0.16%
204,743
+26,751
+15% +$2.28M
MA icon
147
Mastercard
MA
$492B
$17.6M 0.16%
93,513
+8,438
+10% +$1.68M
WPC icon
148
W.P. Carey
WPC
$16B
$17.3M 0.16%
270,222
+100,634
+59% +$6.55M
EMLC icon
149
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$17.2M 0.16%
524,088
+380,755
+266% +$12.4M
IWV icon
150
iShares Russell 3000 ETF
IWV
$20.4B
$17.1M 0.15%
116,617
-559
-0.5% -$88.8K
4 5
6
7 8

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.