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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
126
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$18.9M 0.18%
345,442
+6,803
+2% +$366K
ULQ
127
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$18.4M 0.18%
365,988
+32,723
+10% +$1.64M
XLK icon
128
State Street Technology Select Sector SPDR ETF
XLK
$124B
$18.1M 0.17%
566,342
+69,378
+14% +$2.18M
BRK.A icon
129
Berkshire Hathaway Class A
BRK.A
$1.12T
$17.9M 0.17%
60
– –
SCHD icon
130
Schwab US Dividend Equity ETF
SCHD
$105B
$17.8M 0.17%
1,045,548
+160,755
+18% +$2.64M
VV icon
131
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$17.6M 0.17%
143,605
+2,605
+2% +$311K
SJNK icon
132
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$17.5M 0.17%
636,208
-606,757
-49% -$16.8M
BLV icon
133
Vanguard Long-Term Bond ETF
BLV
$5.75B
$17.3M 0.17%
182,424
+69,061
+61% +$6.5M
SHYG icon
134
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$17.3M 0.17%
367,454
+34,729
+10% +$1.64M
BABA icon
135
Alibaba
BABA
$308B
$17.1M 0.16%
98,930
+22,152
+29% +$3.97M
VDC icon
136
Vanguard Consumer Staples ETF
VDC
$7.99B
$16.9M 0.16%
115,659
+463
+0.4% +$65.3K
VBK icon
137
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$16.7M 0.16%
103,902
+10,836
+12% +$1.7M
O icon
138
Realty Income
O
$59.1B
$16.6M 0.16%
301,314
+5,561
+2% +$302K
VGK icon
139
Vanguard FTSE Europe ETF
VGK
$31.4B
$16.6M 0.16%
279,862
-220,851
-44% -$12.9M
IWV icon
140
iShares Russell 3000 ETF
IWV
$20.3B
$16.5M 0.16%
104,449
+51,402
+97% +$7.93M
HDV
141
iShares Core High Dividend ETF
HDV
$14.9B
$16.5M 0.16%
912,825
+3,275
+0.4% +$57.3K
GILD icon
142
Gilead Sciences
GILD
$165B
$16.2M 0.16%
226,635
+363
+0.2% +$27.6K
IGIB icon
143
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$16.2M 0.15%
296,688
+103,008
+53% +$5.65M
DE icon
144
Deere & Co
DE
$168B
$15.7M 0.15%
100,497
-1,092
-1% -$153K
RWL icon
145
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$15.7M 0.15%
305,902
-50,799
-14% -$2.51M
XLV icon
146
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$15.7M 0.15%
189,406
+6,771
+4% +$558K
RZG icon
147
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$141M
$15.5M 0.15%
405,555
+3,840
+1% +$142K
AMGN icon
148
Amgen
AMGN
$222B
$15.1M 0.14%
86,882
-3,949
-4% -$699K
IEF icon
149
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$14.8M 0.14%
139,869
+35,009
+33% +$3.71M
SCHB icon
150
Schwab US Broad Market ETF
SCHB
$44.9B
$14.7M 0.14%
1,365,348
+206,496
+18% +$2.17M
4 5
6
7 8

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.