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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
126
Amgen
AMGN
$222B
$9.46M 0.17%
58,309
+7,123
+14% +$1.12M
NKE icon
127
Nike
NKE
$61.9B
$9.42M 0.17%
150,675
+23,113
+18% +$1.49M
MBB icon
128
iShares MBS ETF
MBB
$39.1B
$9.38M 0.17%
87,014
-52,765
-38% -$5.74M
DUK icon
129
Duke Energy
DUK
$97.3B
$9.36M 0.17%
131,172
+18,199
+16% +$1.28M
DBEU icon
130
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$9.32M 0.17%
360,438
+66,677
+23% +$1.75M
CDC icon
131
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$9.26M 0.17%
260,818
+146,224
+128% +$5.25M
FSK icon
132
FS KKR Capital
FSK
$3.44B
$9.06M 0.17%
252,111
+7,501
+3% +$289K
FNDA icon
133
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$8.86M 0.16%
633,550
+131,576
+26% +$1.89M
XLP icon
134
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$8.82M 0.16%
174,752
+36,068
+26% +$1.79M
GLD icon
135
SPDR Gold Trust
GLD
$142B
$8.78M 0.16%
86,534
-29,019
-25% -$3.07M
WMT icon
136
Walmart Inc
WMT
$890B
$8.77M 0.16%
429,174
+91,680
+27% +$1.84M
DVY icon
137
iShares Select Dividend ETF
DVY
$23.6B
$8.72M 0.16%
116,056
-852
-0.7% -$64.8K
F icon
138
Ford
F
$55.7B
$8.7M 0.16%
617,364
+19,474
+3% +$282K
VOE icon
139
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$8.42M 0.16%
97,941
+7,394
+8% +$646K
VER
140
DELISTED
VEREIT, Inc.
VER
$8.42M 0.16%
212,607
-23,484
-10% -$963K
O icon
141
Realty Income
O
$59.1B
$8.39M 0.16%
167,776
+6,784
+4% +$324K
KHC icon
142
Kraft Heinz
KHC
$30B
$8.26M 0.15%
113,463
+10,157
+10% +$749K
BRK.A icon
143
Berkshire Hathaway Class A
BRK.A
$1.12T
$8.11M 0.15%
41
– –
ULQ
144
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$7.85M 0.15%
157,420
+37,752
+32% +$1.88M
VDC icon
145
Vanguard Consumer Staples ETF
VDC
$7.97B
$7.75M 0.14%
60,043
+13,400
+29% +$1.71M
XLK icon
146
State Street Technology Select Sector SPDR ETF
XLK
$123B
$7.71M 0.14%
360,086
+93,046
+35% +$2M
RTN
147
DELISTED
Raytheon Company
RTN
$7.68M 0.14%
61,671
+7,514
+14% +$903K
EPD icon
148
Enterprise Products Partners
EPD
$81.7B
$7.67M 0.14%
299,715
+12,580
+4% +$327K
FV icon
149
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$7.62M 0.14%
324,523
-184,679
-36% -$4.28M
WBA
150
DELISTED
Walgreens Boots Alliance
WBA
$7.62M 0.14%
89,540
+6,487
+8% +$551K
4 5
6
7 8

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.