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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
126
Starbucks
SBUX
$120B
$4.5M 0.13%
122,752
+7,002
+6% +$259K
SLV icon
127
iShares Silver Trust
SLV
$30.9B
$4.42M 0.13%
228,961
+11,363
+5% +$224K
ABBV icon
128
AbbVie
ABBV
$435B
$4.33M 0.13%
84,282
+659
+0.8% +$33.3K
V icon
129
Visa
V
$677B
$4.27M 0.12%
78,308
+6,820
+10% +$379K
CWB icon
130
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$4.25M 0.12%
87,859
-2,238
-2% -$108K
EEP
131
DELISTED
Enbridge Energy Partners
EEP
$4.22M 0.12%
154,077
+225
+0.1% +$6.29K
TBF icon
132
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$4.18M 0.12%
137,631
+1,978
+1% +$61.8K
NLY icon
133
Annaly Capital Management
NLY
$17.4B
$4.17M 0.12%
95,101
-9,446
-9% -$408K
IAU icon
134
iShares Gold Trust
IAU
$64.4B
$4.16M 0.12%
167,376
+46,464
+38% +$1.17M
AEP icon
135
American Electric Power
AEP
$68.4B
$4.1M 0.12%
81,016
+841
+1% +$40.9K
BKLN icon
136
Invesco Senior Loan ETF
BKLN
$6.74B
$4.1M 0.12%
165,418
-16,809
-9% -$418K
AMZN icon
137
Amazon
AMZN
$2.96T
$4.1M 0.12%
243,780
+77,340
+46% +$1.44M
IDV icon
138
iShares International Select Dividend ETF
IDV
$8.57B
$4.03M 0.12%
104,395
-4,194
-4% -$158K
C icon
139
Citigroup
C
$226B
$3.99M 0.12%
83,756
+3,289
+4% +$164K
CHK
140
DELISTED
Chesapeake Energy Corporation
CHK
$3.96M 0.12%
817
-64
-7% -$312K
DUK icon
141
Duke Energy
DUK
$97.3B
$3.96M 0.12%
55,572
+2,098
+4% +$146K
EWC icon
142
iShares MSCI Canada ETF
EWC
$6.46B
$3.91M 0.11%
132,320
+12,110
+10% +$349K
GSK icon
143
GSK
GSK
$106B
$3.85M 0.11%
57,595
+1,920
+3% +$130K
DWAS icon
144
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
$3.8M 0.11%
96,747
+37,458
+63% +$1.48M
ETP
145
DELISTED
Energy Transfer Partners L.p.
ETP
$3.79M 0.11%
70,405
+1,114
+2% +$60.4K
CSG
146
DELISTED
CHAMBERS STR PPTYS COM
CSG
$3.75M 0.11%
482,879
-5,938
-1% -$46.5K
BRK.A icon
147
Berkshire Hathaway Class A
BRK.A
$1.12T
$3.75M 0.11%
20
– –
FCX icon
148
Freeport-McMoran
FCX
$97.5B
$3.7M 0.11%
112,006
+24,171
+28% +$804K
USB icon
149
US Bancorp
USB
$99.6B
$3.69M 0.11%
86,031
+9,737
+13% +$400K
IRM icon
150
Iron Mountain
IRM
$36.1B
$3.68M 0.11%
144,478
+10,183
+8% +$260K
4 5
6
7 8

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.