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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMS icon
1451
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$378M
$742K 0.01%
17,624
-2,071
-11% -$88.1K
SCD
1452
LMP Capital and Income Fund
SCD
$363M
$742K 0.01%
52,550
-156
-0.3% -$2.15K
WU icon
1453
Western Union
WU
$2.34B
$742K 0.01%
32,054
+3,351
+12% +$72.3K
KBWY icon
1454
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$741K 0.01%
23,725
-3,061
-11% -$91.5K
UBCP icon
1455
United Bancorp
UBCP
$89.4M
$741K 0.01%
66,427
-337
-0.5% -$3.82K
MUI
1456
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$741K 0.01%
52,195
+216
+0.4% +$3.09K
BRG
1457
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$741K 0.01%
62,895
+2,896
+5% +$34.6K
ESS icon
1458
Essex Property Trust
ESS
$18.5B
$739K 0.01%
2,262
+307
+16% +$96K
EOS
1459
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$737K 0.01%
44,307
-292
-0.7% -$4.95K
QNST icon
1460
QuinStreet
QNST
$1.19B
$736K 0.01%
58,452
-744
-1% -$10.2K
SEIC icon
1461
SEI Investments
SEIC
$12.8B
$736K 0.01%
12,421
-411
-3% -$23.8K
VICR icon
1462
Vicor
VICR
$10.4B
$736K 0.01%
24,932
– –
CS
1463
DELISTED
Credit Suisse Group
CS
$736K 0.01%
60,269
-1,314
-2% -$15.8K
IYT icon
1464
iShares US Transportation ETF
IYT
$2.3B
$733K 0.01%
15,756
+2,676
+20% +$125K
NFJ
1465
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$733K 0.01%
59,945
-2,421
-4% -$29.8K
GWRE icon
1466
Guidewire Software
GWRE
$15.2B
$731K 0.01%
6,956
+564
+9% +$56.9K
MDU icon
1467
MDU Resources
MDU
$4.27B
$728K 0.01%
67,935
-2,680
-4% -$27.4K
WAT icon
1468
Waters Corp
WAT
$40.6B
$727K 0.01%
3,259
+587
+22% +$127K
TVRD
1469
Tvardi Therapeutics
TVRD
$22.1M
$726K 0.01%
1,103
-98
-8% -$81.5K
JWN
1470
DELISTED
Nordstrom
JWN
$724K 0.01%
21,548
-2,012
-9% -$61.4K
QABA icon
1471
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$724K 0.01%
15,126
+842
+6% +$39.8K
HEXO
1472
DELISTED
HEXO Corp. Common Shares
HEXO
$724K 0.01%
3,264
+2,909
+819% +$725K
NRO
1473
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$723K 0.01%
133,658
+21,841
+20% +$113K
BGIO
1474
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$718K 0.01%
74,722
+1,174
+2% +$11.1K
SMLV icon
1475
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
$717K ﹤0.01%
7,552
+634
+9% +$59.4K
57 58
59
60 61

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.