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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
1451
NVR
NVR
$17B
$243K ﹤0.01%
148
– –
STE icon
1452
Steris
STE
$23B
$242K ﹤0.01%
3,209
-63
-2% -$4.55K
VLT icon
1453
Invesco High Income Trust II
VLT
$65.9M
$242K ﹤0.01%
18,791
+1,835
+11% +$24.2K
MFA
1454
MFA Financial
MFA
$931M
$241K ﹤0.01%
9,114
+1,224
+16% +$33.8K
STEW
1455
SRH Total Return Fund
STEW
$1.8B
$241K ﹤0.01%
31,170
+26,798
+613% +$208K
TXMD icon
1456
TherapeuticsMD
TXMD
$24.1M
$241K ﹤0.01%
465
-115
-20% -$42.5K
GSBD icon
1457
Goldman Sachs BDC
GSBD
$1.12B
$240K ﹤0.01%
12,615
+3,500
+38% +$69.2K
PTH icon
1458
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$240K ﹤0.01%
13,047
-21
-0.2% -$386
AUY
1459
DELISTED
Yamana Gold, Inc.
AUY
$240K ﹤0.01%
129,274
+5,582
+5% +$11.6K
APTV icon
1460
Aptiv
APTV
$10.2B
$239K ﹤0.01%
2,802
+1,080
+63% +$90.3K
GDV icon
1461
Gabelli Dividend & Income Trust
GDV
$2.7B
$239K ﹤0.01%
12,970
+214
+2% +$4.02K
THRM icon
1462
Gentherm
THRM
$1.32B
$239K ﹤0.01%
+5,045
New +$242K
NXQ
1463
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$239K ﹤0.01%
17,493
+1,553
+10% +$20.8K
HPS
1464
John Hancock Preferred Income Fund III
HPS
$459M
$238K ﹤0.01%
13,305
+4,644
+54% +$79.4K
M icon
1465
Macy's
M
$6.27B
$238K ﹤0.01%
6,763
-998
-13% -$43.2K
DWTR
1466
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$238K ﹤0.01%
+9,433
New +$242K
CSD icon
1467
Invesco S&P Spin-Off ETF
CSD
$235M
$237K ﹤0.01%
6,157
+500
+9% +$20.1K
PAAS icon
1468
Pan American Silver
PAAS
$19.9B
$237K ﹤0.01%
36,425
-300
-0.8% -$2.16K
SMLV icon
1469
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
$236K ﹤0.01%
3,164
-3,126
-50% -$238K
WIA
1470
Western Asset Inflation-Linked Income Fund
WIA
$187M
$236K ﹤0.01%
22,362
-739
-3% -$7.87K
CTXS
1471
DELISTED
Citrix Systems Inc
CTXS
$236K ﹤0.01%
3,927
+872
+29% +$53.5K
CZA icon
1472
Invesco Zacks Mid-Cap ETF
CZA
$193M
$235K ﹤0.01%
4,898
+103
+2% +$5.06K
RVSB icon
1473
Riverview Bancorp
RVSB
$107M
$235K ﹤0.01%
50,145
– –
NKSH icon
1474
National Bankshares
NKSH
$272M
$234K ﹤0.01%
6,597
+847
+15% +$29.4K
STLA icon
1475
Stellantis
STLA
$20.2B
$234K ﹤0.01%
25,780
+181
+0.7% +$1.7K
57 58
59
60 61

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.