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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQLT icon
1426
iShares MSCI Intl Quality Factor ETF
IQLT
$14.3B
$579K 0.01%
22,433
+21,803
+3,461% +$592K
QGEN icon
1427
Qiagen
QGEN
$8.93B
$579K 0.01%
15,857
+3,134
+25% +$116K
WLL
1428
DELISTED
Whiting Petroleum Corporation
WLL
$578K 0.01%
327
+96
+42% +$247K
FXD icon
1429
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$577K 0.01%
15,431
+3,363
+28% +$134K
MT icon
1430
ArcelorMittal
MT
$55.2B
$577K 0.01%
27,918
-1,374
-5% -$34K
RIO icon
1431
Rio Tinto
RIO
$160B
$577K 0.01%
11,886
-1,703
-13% -$83.1K
JPEM icon
1432
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$390M
$575K 0.01%
11,317
+2,531
+29% +$130K
PSI icon
1433
Invesco Semiconductors ETF
PSI
$2.59B
$575K 0.01%
38,892
-31,599
-45% -$496K
OLED icon
1434
Universal Display
OLED
$4.18B
$573K 0.01%
6,229
+572
+10% +$57.7K
CHTR icon
1435
Charter Communications
CHTR
$18.7B
$572K 0.01%
1,999
-425
-18% -$133K
ROM icon
1436
ProShares Ultra Technology
ROM
$1.33B
$572K 0.01%
58,080
-3,232
-5% -$38.4K
JRS icon
1437
Nuveen Real Estate Income Fund
JRS
$248M
$570K 0.01%
67,383
-3,602
-5% -$33.1K
PKG icon
1438
Packaging Corp of America
PKG
$22.9B
$570K 0.01%
6,810
+1,566
+30% +$146K
RSPD icon
1439
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$335M
$570K 0.01%
19,023
-81
-0.4% -$2.63K
GQRE icon
1440
FlexShares Global Quality Real Estate Index Fund
GQRE
$423M
$569K 0.01%
10,248
-212
-2% -$12.4K
ARI
1441
Apollo Commercial Real Estate
ARI
$886M
$568K 0.01%
34,120
-13,377
-28% -$247K
UHS icon
1442
Universal Health Services
UHS
$10.1B
$567K 0.01%
4,862
+218
+5% +$27.4K
EME icon
1443
Emcor
EME
$36.7B
$565K 0.01%
9,458
-430
-4% -$29.8K
CSW
1444
CSW Industrials
CSW
$5.59B
$564K 0.01%
11,674
-4,000
-26% -$199K
FULT icon
1445
Fulton Financial
FULT
$4.69B
$564K 0.01%
35,765
+8,999
+34% +$146K
DEA
1446
Easterly Government Properties
DEA
$1.18B
$563K 0.01%
14,392
+8,894
+162% +$395K
PUK icon
1447
Prudential
PUK
$34.5B
$563K 0.01%
16,553
+12,694
+329% +$485K
MSEX icon
1448
Middlesex Water
MSEX
$1.11B
$561K 0.01%
10,530
+2,462
+31% +$121K
NUV icon
1449
Nuveen Municipal Value Fund
NUV
$1.9B
$561K 0.01%
60,343
+6,213
+11% +$57.4K
DSM
1450
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$560K 0.01%
80,274
+12,975
+19% +$91.2K
56 57
58
59 60

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.