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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADT
1426
DELISTED
ADT Corp
ADT
$202K ﹤0.01%
5,574
-353
-6% -$12.1K
DECK icon
1427
Deckers Outdoor
DECK
$12.7B
$201K ﹤0.01%
13,230
+2,382
+22% +$36.3K
LNCO
1428
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$201K ﹤0.01%
19,375
+3,417
+21% +$65.6K
EUHY
1429
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$200K ﹤0.01%
+3,932
New +$207K
HRI icon
1430
Herc Holdings
HRI
$5.64B
$199K ﹤0.01%
2,667
+2,157
+423% +$146K
IAK icon
1431
iShares US Insurance ETF
IAK
$538M
$199K ﹤0.01%
3,977
+2,503
+170% +$121K
NNN icon
1432
NNN REIT
NNN
$8.87B
$198K ﹤0.01%
5,038
+1,334
+36% +$50.5K
XYL icon
1433
Xylem
XYL
$28.1B
$198K ﹤0.01%
5,241
+2,219
+73% +$81.2K
BNS icon
1434
Scotiabank
BNS
$111B
$197K ﹤0.01%
3,671
+2,631
+253% +$148K
EWZ icon
1435
iShares MSCI Brazil ETF
EWZ
$8.55B
$197K ﹤0.01%
5,368
-9,359
-64% -$380K
ACP
1436
abrdn Income Credit Strategies Fund
ACP
$644M
$196K ﹤0.01%
13,431
-207
-2% -$3.21K
VRTX icon
1437
Vertex Pharmaceuticals
VRTX
$131B
$196K ﹤0.01%
1,682
+100
+6% +$11.3K
AGZ icon
1438
iShares Agency Bond ETF
AGZ
$566M
$195K ﹤0.01%
1,723
+890
+107% +$101K
OXSQ icon
1439
Oxford Square Capital
OXSQ
$160M
$195K ﹤0.01%
25,938
+11,108
+75% +$93.3K
QVCGA
1440
DELISTED
QVC Group Inc Series A
QVCGA
$195K ﹤0.01%
139
-14
-9% -$18.4K
ECOL
1441
DELISTED
US Ecology, Inc.
ECOL
$195K ﹤0.01%
4,860
-4,317
-47% -$185K
BMO icon
1442
Bank of Montreal
BMO
$129B
$194K ﹤0.01%
2,744
+777
+40% +$55.6K
ERIC icon
1443
Ericsson
ERIC
$33.6B
$194K ﹤0.01%
16,022
+12,168
+316% +$147K
IHI icon
1444
iShares US Medical Devices ETF
IHI
$3.48B
$194K ﹤0.01%
10,308
+2,400
+30% +$43.3K
TGP
1445
DELISTED
Teekay LNG Partners L.P.
TGP
$194K ﹤0.01%
4,515
+1,318
+41% +$51.8K
PKT
1446
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$194K ﹤0.01%
27,000
– –
AEG icon
1447
Aegon
AEG
$13.9B
$193K ﹤0.01%
37,189
+18,779
+102% +$101K
BKE icon
1448
Buckle
BKE
$2.31B
$193K ﹤0.01%
3,675
+530
+17% +$26K
HY icon
1449
Hyster-Yale Materials Handling
HY
$617M
$193K ﹤0.01%
2,630
+193
+8% +$14.4K
PTF icon
1450
Invesco Dorsey Wright Technology Momentum ETF
PTF
$659M
$193K ﹤0.01%
15,060
+13,233
+724% +$159K
56 57
58
59 60

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.