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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEA
1426
DELISTED
Invesco Shipping ETF
SEA
$133K ﹤0.01%
5,806
+371
+7% +$8.28K
ALK icon
1427
Alaska Air
ALK
$5.44B
$132K ﹤0.01%
2,780
+1,650
+146% +$78.6K
EPI icon
1428
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$132K ﹤0.01%
5,918
-5,068
-46% -$106K
FXZ icon
1429
First Trust Materials AlphaDEX Fund
FXZ
$390M
$132K ﹤0.01%
3,864
+373
+11% +$12.4K
NCZ
1430
Virtus Convertible & Income Fund II
NCZ
$305M
$132K ﹤0.01%
3,304
+360
+12% +$14.2K
ALDR
1431
DELISTED
Alder Biopharmaceuticals
ALDR
$132K ﹤0.01%
+6,600
New +$92.9K
CBST
1432
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$132K ﹤0.01%
1,887
+753
+66% +$51.2K
INP
1433
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$132K ﹤0.01%
1,910
– –
BB icon
1434
BlackBerry
BB
$5.32B
$131K ﹤0.01%
12,779
+5,100
+66% +$40.2K
NRP icon
1435
Natural Resource Partners
NRP
$1.38B
$131K ﹤0.01%
790
+750
+1,875% +$116K
ADRE
1436
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$131K ﹤0.01%
3,345
-170
-5% -$6.47K
CTRX
1437
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$131K ﹤0.01%
2,968
+1,029
+53% +$43.5K
TU icon
1438
Telus
TU
$15.2B
$130K ﹤0.01%
6,958
+3,888
+127% +$71.1K
TYG
1439
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$130K ﹤0.01%
658
+483
+276% +$92.7K
WFC.PRL icon
1440
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$129K ﹤0.01%
106
– –
MCA
1441
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$129K ﹤0.01%
8,778
+7,778
+778% +$115K
PIV
1442
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$129K ﹤0.01%
6,026
– –
AEM icon
1443
Agnico Eagle Mines
AEM
$91.7B
$128K ﹤0.01%
3,338
+1,486
+80% +$47.4K
IVOO icon
1444
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$128K ﹤0.01%
2,646
+194
+8% +$8.98K
IVOV icon
1445
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$128K ﹤0.01%
2,660
– –
OII icon
1446
Oceaneering
OII
$5.07B
$128K ﹤0.01%
1,643
-129
-7% -$9.46K
NYRT
1447
DELISTED
New York REIT, Inc.
NYRT
$128K ﹤0.01%
+1,157
New +$127K
GM.WS.A
1448
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$128K ﹤0.01%
4,824
+189
+4% +$4.74K
BKW
1449
DELISTED
BURGER KING WORLDWIDE
BKW
$128K ﹤0.01%
4,700
-200
-4% -$5.19K
SCTY
1450
DELISTED
SolarCity Corporation
SCTY
$128K ﹤0.01%
1,810
-7,004
-79% -$393K
56 57
58
59 60

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.