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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
1426
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$115K ﹤0.01%
4,635
+14
+0.3% +$382
FGB
1427
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$114K ﹤0.01%
14,744
+511
+4% +$4.04K
GEL icon
1428
Genesis Energy
GEL
$1.92B
$114K ﹤0.01%
2,100
– –
IGM icon
1429
iShares Expanded Tech Sector ETF
IGM
$10.8B
$114K ﹤0.01%
7,488
-1,890
-20% -$28.4K
IVOO icon
1430
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.94B
$114K ﹤0.01%
2,452
+110
+5% +$4.97K
PEO
1431
Adams Natural Resources Fund
PEO
$770M
$114K ﹤0.01%
4,236
– –
RLI icon
1432
RLI Corp
RLI
$5.88B
$114K ﹤0.01%
5,160
– –
ULTA icon
1433
Ulta Beauty
ULTA
$23.1B
$114K ﹤0.01%
1,173
+42
+4% +$3.78K
XYL icon
1434
Xylem
XYL
$28.7B
$114K ﹤0.01%
3,142
-300
-9% -$10.9K
CIF
1435
DELISTED
MFS Intermediate High Income Fund
CIF
$113K ﹤0.01%
38,368
+548
+1% +$1.58K
FPF
1436
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$113K ﹤0.01%
5,093
-1,097
-18% -$23.7K
ITOT icon
1437
iShares Core S&P Total US Stock Market ETF
ITOT
$97.9B
$113K ﹤0.01%
2,634
+1,820
+224% +$76.6K
IVOG icon
1438
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$113K ﹤0.01%
2,394
– –
WST icon
1439
West Pharmaceutical
WST
$24.8B
$113K ﹤0.01%
2,572
+105
+4% +$4.94K
NUC
1440
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
$113K ﹤0.01%
7,600
+1,000
+15% +$14.8K
AMG icon
1441
Affiliated Managers Group
AMG
$9.51B
$112K ﹤0.01%
561
+77
+16% +$15.1K
AN icon
1442
AutoNation
AN
$6.9B
$112K ﹤0.01%
2,098
+1,593
+315% +$81K
PHG icon
1443
Philips
PHG
$26.1B
$112K ﹤0.01%
4,616
+825
+22% +$20.3K
XVZ
1444
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$112K ﹤0.01%
3,581
-485
-12% -$15.8K
CHI
1445
Calamos Convertible Opportunities and Income Fund
CHI
$1.07B
$111K ﹤0.01%
8,008
+432
+6% +$5.95K
PGP
1446
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$111K ﹤0.01%
4,708
+40
+0.9% +$927
QCRH icon
1447
QCR Holdings
QCRH
$1.71B
$111K ﹤0.01%
6,489
– –
XPH icon
1448
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$111K ﹤0.01%
2,362
+598
+34% +$28.2K
AMU
1449
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$111K ﹤0.01%
3,805
+36
+1% +$1.05K
AGZ icon
1450
iShares Agency Bond ETF
AGZ
$565M
$110K ﹤0.01%
984
-1,980
-67% -$221K
56 57
58
59 60

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.