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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
1401
Flagstar Bank National Association
FLG
$5.92B
$794K 0.01%
21,061
-4,168
-17% -$144K
SIX
1402
DELISTED
Six Flags Entertainment Corp.
SIX
$793K 0.01%
15,612
-1,282
-8% -$69.6K
SPTI icon
1403
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$792K 0.01%
25,301
-979,125
-97% -$30.5M
FNB icon
1404
FNB Corp
FNB
$6.88B
$790K 0.01%
68,545
-3,203
-4% -$36.2K
FTHI icon
1405
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.48B
$789K 0.01%
35,091
+2,791
+9% +$62.5K
NFG icon
1406
National Fuel Gas
NFG
$7.75B
$788K 0.01%
16,845
+1,862
+12% +$90.5K
AVAV icon
1407
AeroVironment
AVAV
$9.59B
$787K 0.01%
14,692
+1,103
+8% +$60.5K
FNDE icon
1408
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$787K 0.01%
28,726
+5,610
+24% +$155K
IEX icon
1409
IDEX
IEX
$17.6B
$786K 0.01%
4,791
+828
+21% +$137K
AINC
1410
DELISTED
Ashford Inc.
AINC
$786K 0.01%
32,441
– –
IYK icon
1411
iShares US Consumer Staples ETF
IYK
$1.43B
$785K 0.01%
18,609
+4,050
+28% +$167K
OMFL icon
1412
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.89B
$785K 0.01%
25,275
+8,044
+47% +$243K
WORK
1413
DELISTED
Slack Technologies, Inc.
WORK
$785K 0.01%
33,077
+21,587
+188% +$654K
SONY icon
1414
Sony
SONY
$138B
$783K 0.01%
66,095
+9,830
+17% +$111K
JPUS
1415
JPMorgan Diversified Return US Equity ETF
JPUS
$468M
$782K 0.01%
10,300
-1,303
-11% -$97.9K
ROM icon
1416
ProShares Ultra Technology
ROM
$1.33B
$782K 0.01%
50,776
-4,248
-8% -$65.3K
MKTX icon
1417
MarketAxess Holdings
MKTX
$5.72B
$779K 0.01%
2,383
+405
+20% +$145K
PBW icon
1418
Invesco WilderHill Clean Energy ETF
PBW
$461M
$777K 0.01%
26,600
+2,575
+11% +$77.2K
RVT icon
1419
Royce Value Trust
RVT
$2.32B
$776K 0.01%
56,366
-7,384
-12% -$102K
SPH icon
1420
Suburban Propane Partners
SPH
$1.17B
$775K 0.01%
32,788
-16,187
-33% -$382K
NWN icon
1421
Northwest Natural Holdings
NWN
$2.14B
$773K 0.01%
10,835
-2,121
-16% -$150K
DLTR icon
1422
Dollar Tree
DLTR
$24.9B
$772K 0.01%
6,777
-334
-5% -$34.9K
INCY icon
1423
Incyte
INCY
$24.4B
$771K 0.01%
10,395
+6,482
+166% +$524K
KTF
1424
DWS Municipal Income Trust
KTF
$352M
$770K 0.01%
66,395
+3,141
+5% +$36.2K
LEG icon
1425
Leggett & Platt
LEG
$1.32B
$770K 0.01%
18,810
+252
+1% +$9.89K
55 56
57
58 59

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.