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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRME icon
1401
First Merchants
FRME
$2.66B
$608K 0.01%
14,466
+42
+0.3% +$1.79K
GRMN
1402
Garmin
GRMN
$60.4B
$608K 0.01%
10,211
-1,120
-10% -$65.7K
UMPQ
1403
DELISTED
Umpqua Holdings Corp
UMPQ
$608K 0.01%
29,197
+3,001
+11% +$62K
IBDM
1404
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$608K 0.01%
24,501
+702
+3% +$17.5K
HIE
1405
DELISTED
Miller/Howard High Income Equity Fund
HIE
$607K 0.01%
48,681
+2,418
+5% +$31.5K
HIG.WS
1406
DELISTED
Hartford Financial Services Grp
HIG.WS
$607K 0.01%
11,766
-60
-0.5% -$3.04K
ONB icon
1407
Old National Bancorp
ONB
$10.1B
$605K 0.01%
34,684
-1,142
-3% -$20.5K
VGIT icon
1408
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$604K 0.01%
9,442
+109
+1% +$7.01K
VXX
1409
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$604K 0.01%
21,651
+7,306
+51% +$241K
UPW icon
1410
ProShares Ultra Utilities
UPW
$16.1M
$603K 0.01%
51,288
-1,608
-3% -$20.3K
WB icon
1411
Weibo
WB
$1.96B
$603K 0.01%
5,835
+1,422
+32% +$147K
RIG icon
1412
Transocean
RIG
$6.33B
$602K 0.01%
56,355
+11,454
+26% +$119K
SIRE
1413
DELISTED
Sisecam Resources LP
SIRE
$601K 0.01%
23,940
+1,200
+5% +$30.3K
BN icon
1414
Brookfield
BN
$109B
$600K 0.01%
38,613
-5,740
-13% -$86.7K
SPXL icon
1415
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.29B
$600K 0.01%
13,544
-8,412
-38% -$353K
JPUS
1416
JPMorgan Diversified Return US Equity ETF
JPUS
$464M
$599K 0.01%
8,496
-5,398
-39% -$375K
LDOS icon
1417
Leidos
LDOS
$17.5B
$599K 0.01%
9,261
-46
-0.5% -$2.88K
MFC icon
1418
Manulife Financial
MFC
$73.3B
$599K 0.01%
28,649
-276
-1% -$5.74K
EQM
1419
DELISTED
EQM Midstream Partners, LP
EQM
$599K 0.01%
8,186
+98
+1% +$7K
PGHY icon
1420
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$598K 0.01%
25,107
+16,984
+209% +$409K
IAGG icon
1421
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$597K 0.01%
11,463
+3,794
+49% +$198K
OIH icon
1422
VanEck Oil Services ETF
OIH
$1.95B
$597K 0.01%
1,146
+121
+12% +$60K
TCBK icon
1423
TriCo Bancshares
TCBK
$1.82B
$596K 0.01%
15,726
-106
-0.7% -$4.35K
FIW icon
1424
First Trust Water ETF
FIW
$1.94B
$595K 0.01%
12,210
+853
+8% +$40.3K
RGLD icon
1425
Royal Gold
RGLD
$19.8B
$595K 0.01%
7,241
-658
-8% -$56.4K
55 56
57
58 59

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.