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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSX icon
1401
Boston Scientific
BSX
$74.9B
$209K ﹤0.01%
15,680
-39,225
-71% -$501K
PCH
1402
DELISTED
PotlatchDeltic
PCH
$209K ﹤0.01%
4,985
+4,170
+512% +$176K
KMF
1403
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$209K ﹤0.01%
6,157
+5,727
+1,332% +$206K
TRND
1404
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$209K ﹤0.01%
5,252
+3,226
+159% +$125K
LH icon
1405
Labcorp
LH
$26.2B
$208K ﹤0.01%
2,215
+268
+14% +$23.7K
NTRS icon
1406
Northern Trust
NTRS
$34.8B
$208K ﹤0.01%
3,078
+980
+47% +$65.2K
TIPZ icon
1407
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$208K ﹤0.01%
+3,661
New +$209K
COLM icon
1408
Columbia Sportswear
COLM
$2.96B
$207K ﹤0.01%
4,654
+954
+26% +$38.8K
DNKN
1409
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$207K ﹤0.01%
4,860
-3,082
-39% -$141K
CIM
1410
Chimera Investment
CIM
$993M
$206K ﹤0.01%
4,312
+1,612
+60% +$77.9K
USA icon
1411
Liberty All-Star Equity Fund
USA
$1.87B
$206K ﹤0.01%
34,497
+12,091
+54% +$70.5K
HOT
1412
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$206K ﹤0.01%
2,579
+1,465
+132% +$114K
FUN icon
1413
Cedar Fair
FUN
$1.71B
$205K ﹤0.01%
4,289
+905
+27% +$42.2K
NCV
1414
Virtus Convertible & Income Fund
NCV
$390M
$205K ﹤0.01%
5,447
-1,193
-18% -$44.7K
XPH icon
1415
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$205K ﹤0.01%
3,786
+1,422
+60% +$77.7K
NUAN
1416
DELISTED
Nuance Communications, Inc.
NUAN
$205K ﹤0.01%
16,615
+3,883
+30% +$49.9K
NFG icon
1417
National Fuel Gas
NFG
$7.75B
$204K ﹤0.01%
2,941
+200
+7% +$13.8K
RMBS icon
1418
Rambus
RMBS
$10.8B
$204K ﹤0.01%
18,362
-4,750
-21% -$53.8K
ALV icon
1419
Autoliv
ALV
$8.89B
$203K ﹤0.01%
2,583
-9,776
-79% -$685K
AVGO icon
1420
Broadcom
AVGO
$1.99T
$203K ﹤0.01%
20,200
+12,650
+168% +$113K
CTRA
1421
DELISTED
Coterra Energy
CTRA
$203K ﹤0.01%
6,934
+829
+14% +$26.1K
JKHY icon
1422
Jack Henry & Associates
JKHY
$11.1B
$203K ﹤0.01%
3,255
+1,517
+87% +$90.5K
UBS icon
1423
UBS Group
UBS
$176B
$203K ﹤0.01%
+11,782
New +$202K
VALE icon
1424
Vale
VALE
$58.7B
$203K ﹤0.01%
24,959
-1,932
-7% -$18.1K
BIT icon
1425
BlackRock Multi-Sector Income Trust
BIT
$701M
$202K ﹤0.01%
12,036
+758
+7% +$13.2K
55 56
57
58 59

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.