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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTM
1401
DELISTED
Tata Motors Limited
TTM
$140K ﹤0.01%
3,584
-40,889
-92% -$1.57M
AIA icon
1402
iShares Asia 50 ETF
AIA
$4.96B
$139K ﹤0.01%
2,879
+1,960
+213% +$93.4K
IMCB icon
1403
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$139K ﹤0.01%
3,944
– –
THI
1404
DELISTED
TIM HORTONS INC COM, CANADA
THI
$139K ﹤0.01%
2,533
+1
+0% +$55
IESM
1405
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
$138K ﹤0.01%
4,476
+2,568
+135% +$76.5K
CEO
1406
DELISTED
CNOOC Limited
CEO
$138K ﹤0.01%
768
+172
+29% +$29.1K
NNN icon
1407
NNN REIT
NNN
$8.76B
$137K ﹤0.01%
3,691
+225
+6% +$7.91K
ZGNX
1408
DELISTED
Zogenix, Inc.
ZGNX
$137K ﹤0.01%
8,500
-13
-0.2% -$235
BOBE
1409
DELISTED
Bob Evans Farms, Inc.
BOBE
$137K ﹤0.01%
2,745
– –
IXUS icon
1410
iShares Core MSCI Total International Stock ETF
IXUS
$60.3B
$136K ﹤0.01%
+2,281
New +$135K
NIE
1411
Virtus Equity & Convertible Income Fund
NIE
$735M
$136K ﹤0.01%
6,710
-1,000
-13% -$19.9K
BCS.PRA.CL
1412
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$136K ﹤0.01%
5,295
+780
+17% +$20K
ABEV icon
1413
Ambev
ABEV
$44.5B
$135K ﹤0.01%
19,239
-2,615
-12% -$19.2K
CHI
1414
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$135K ﹤0.01%
9,605
+1,597
+20% +$22K
IMO icon
1415
Imperial Oil
IMO
$62.9B
$135K ﹤0.01%
2,558
-379
-13% -$18.7K
MUI
1416
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$135K ﹤0.01%
9,201
+6,781
+280% +$98K
XONE
1417
DELISTED
The ExOne Company
XONE
$135K ﹤0.01%
3,405
-675
-17% -$21K
TPLM
1418
DELISTED
Triangle Petroleum Corporation
TPLM
$135K ﹤0.01%
11,500
-800
-7% -$7.92K
AMU
1419
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$135K ﹤0.01%
4,087
+282
+7% +$8.75K
BLE
1420
DELISTED
BlackRock Municipal Income Trust II
BLE
$134K ﹤0.01%
9,229
-270
-3% -$3.91K
DBP icon
1421
Invesco DB Precious Metals Fund
DBP
$258M
$134K ﹤0.01%
3,102
– –
IHI icon
1422
iShares US Medical Devices ETF
IHI
$3.47B
$134K ﹤0.01%
7,908
– –
FT
1423
Franklin Universal Trust
FT
$197M
$133K ﹤0.01%
17,700
– –
PCRX icon
1424
Pacira BioSciences
PCRX
$968M
$133K ﹤0.01%
1,450
– –
ONIT
1425
Onity Group
ONIT
$330M
$133K ﹤0.01%
239
+34
+17% +$18.5K
55 56
57
58 59

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.