We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
1376
Zions Bancorporation
ZION
$10.5B
$270K 0.01%
9,882
-1,767
-15% -$50.7K
HW
1377
DELISTED
Headwaters Inc
HW
$270K 0.01%
16,000
– –
AOA icon
1378
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$269K 0.01%
5,998
+81
+1% +$3.69K
CLB icon
1379
Core Laboratories
CLB
$569M
$269K 0.01%
2,472
-1,622
-40% -$186K
ALE
1380
DELISTED
Allete
ALE
$268K 0.01%
5,283
+69
+1% +$3.5K
EMN icon
1381
Eastman Chemical
EMN
$8.43B
$268K 0.01%
3,970
+344
+9% +$24.1K
NFG icon
1382
National Fuel Gas
NFG
$7.75B
$268K 0.01%
6,286
-953
-13% -$45.3K
PRXL
1383
DELISTED
Parexel International Corp
PRXL
$268K 0.01%
3,927
+833
+27% +$54.2K
CMA
1384
DELISTED
Comerica
CMA
$267K ﹤0.01%
6,380
+64
+1% +$2.8K
EWA icon
1385
iShares MSCI Australia ETF
EWA
$1.45B
$267K ﹤0.01%
14,111
-4,339
-24% -$82.1K
QABA icon
1386
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$267K ﹤0.01%
6,861
+3,666
+115% +$147K
VONG icon
1387
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$267K ﹤0.01%
10,480
+3,916
+60% +$100K
AFG icon
1388
American Financial Group
AFG
$12.1B
$266K ﹤0.01%
3,703
+128
+4% +$9.22K
GAB icon
1389
Gabelli Equity Trust
GAB
$1.81B
$266K ﹤0.01%
51,758
-4,244
-8% -$22.8K
GPRO icon
1390
GoPro
GPRO
$117M
$266K ﹤0.01%
14,640
+5,293
+57% +$123K
MATX icon
1391
Matsons
MATX
$6.39B
$266K ﹤0.01%
6,226
+53
+0.9% +$2.47K
NXN
1392
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$266K ﹤0.01%
19,424
-7,000
-26% -$93.4K
BIL icon
1393
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$265K ﹤0.01%
2,901
+192
+7% +$17.5K
EHC icon
1394
Encompass Health
EHC
$12.2B
$265K ﹤0.01%
9,559
+1,259
+15% +$35.8K
DVA icon
1395
DaVita
DVA
$11.4B
$264K ﹤0.01%
3,803
-1,580
-29% -$116K
GBCI icon
1396
Glacier Bancorp
GBCI
$6.48B
$264K ﹤0.01%
9,951
-211
-2% -$5.84K
PCRX icon
1397
Pacira BioSciences
PCRX
$924M
$264K ﹤0.01%
3,428
+763
+29% +$43.2K
BG icon
1398
Bunge Global
BG
$21.7B
$263K ﹤0.01%
3,874
+87
+2% +$6.13K
DG icon
1399
Dollar General
DG
$26.9B
$263K ﹤0.01%
3,652
+1,239
+51% +$84K
HIO
1400
Western Asset High Income Opportunity Fund
HIO
$338M
$262K ﹤0.01%
55,884
+6,196
+12% +$29.1K
54 55
56
57 58

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.