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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNN icon
1376
Lindsay Corp
LNN
$1.17B
$214K ﹤0.01%
2,500
+64
+3% +$5.44K
RXII
1377
DELISTED
GALENA BIOPHARMA INC COM
RXII
$214K ﹤0.01%
141,617
+113,042
+396% +$171K
VNR
1378
DELISTED
Vanguard Natural Resources, LLC
VNR
$214K ﹤0.01%
14,227
-4,099
-22% -$91.7K
BBDC icon
1379
Barings BDC
BBDC
$987M
$213K ﹤0.01%
10,411
+404
+4% +$9.15K
BHK icon
1380
BlackRock Core Bond Trust
BHK
$661M
$213K ﹤0.01%
16,120
-1,843
-10% -$24.5K
BR icon
1381
Broadridge
BR
$19.6B
$213K ﹤0.01%
4,583
+3,226
+238% +$141K
ESS icon
1382
Essex Property Trust
ESS
$18.5B
$213K ﹤0.01%
1,018
+481
+90% +$95.3K
FLTR icon
1383
VanEck IG Floating Rate ETF
FLTR
$3.04B
$213K ﹤0.01%
8,510
+202
+2% +$5.05K
GNRC icon
1384
Generac Holdings
GNRC
$12.8B
$213K ﹤0.01%
4,566
+2,590
+131% +$113K
VAR
1385
DELISTED
Varian Medical Systems, Inc.
VAR
$213K ﹤0.01%
2,814
-7
-0.2% -$521
PLL
1386
DELISTED
PALL CORP
PLL
$213K ﹤0.01%
2,119
+169
+9% +$15.6K
HR
1387
DELISTED
Healthcare Realty Trust Incorporated
HR
$213K ﹤0.01%
7,818
+113
+1% +$2.94K
HOLX
1388
DELISTED
Hologic
HOLX
$212K ﹤0.01%
7,842
+6,185
+373% +$160K
ATHX
1389
DELISTED
Athersys, Inc. Common Stock
ATHX
$212K ﹤0.01%
5,369
-114
-2% -$3.94K
GBCI icon
1390
Glacier Bancorp
GBCI
$6.48B
$211K ﹤0.01%
7,591
+6,849
+923% +$186K
MPT
1391
Medical Properties Trust
MPT
$2.51B
$211K ﹤0.01%
15,335
+9,512
+163% +$127K
PFIG icon
1392
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$211K ﹤0.01%
8,324
+1,671
+25% +$42.6K
SIL icon
1393
Global X Silver Miners ETF NEW
SIL
$4.75B
$211K ﹤0.01%
7,589
+2,100
+38% +$60.1K
XME icon
1394
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$211K ﹤0.01%
6,823
+6,452
+1,739% +$216K
BKCC
1395
DELISTED
BlackRock Capital Investment Corporation
BKCC
$211K ﹤0.01%
25,756
-13
-0.1% -$112
XRDC
1396
DELISTED
Crossroads Capital, Inc
XRDC
$211K ﹤0.01%
43,168
+17,168
+66% +$85.4K
DHG
1397
DELISTED
Deutsche High Incm Opportunities
DHG
$211K ﹤0.01%
15,061
-4,517
-23% -$64.1K
CFR icon
1398
Cullen/Frost Bankers
CFR
$10.5B
$210K ﹤0.01%
2,990
+741
+33% +$55.9K
GTLS
1399
DELISTED
Chart Industries
GTLS
$210K ﹤0.01%
6,122
-455
-7% -$19K
PRGX
1400
DELISTED
PRGX Global, Inc.
PRGX
$210K ﹤0.01%
36,700
-2,000
-5% -$11K
54 55
56
57 58

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.