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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGN
1376
DELISTED
Energen
EGN
$123K ﹤0.01%
1,521
+1,218
+402% +$91.3K
AON icon
1377
Aon
AON
$75.6B
$122K ﹤0.01%
1,450
– –
APH icon
1378
Amphenol
APH
$206B
$122K ﹤0.01%
10,664
-1,464
-12% -$16.3K
BMO icon
1379
Bank of Montreal
BMO
$127B
$122K ﹤0.01%
1,826
-138
-7% -$8.96K
FAF icon
1380
First American
FAF
$7.32B
$122K ﹤0.01%
4,582
– –
KN icon
1381
Knowles
KN
$3.29B
$122K ﹤0.01%
+3,852
New +$120K
PPA icon
1382
Invesco Aerospace & Defense ETF
PPA
$8.72B
$122K ﹤0.01%
3,765
– –
SBGI icon
1383
Sinclair Inc
SBGI
$989M
$122K ﹤0.01%
4,521
+1,305
+41% +$38.7K
EMD
1384
DELISTED
Western Asset Emerging Markets
EMD
$122K ﹤0.01%
9,859
– –
CIM
1385
Chimera Investment
CIM
$996M
$121K ﹤0.01%
2,640
+285
+12% +$13.3K
HNW
1386
DELISTED
Pioneer Diversified High Income Fund
HNW
$121K ﹤0.01%
6,000
-1,100
-15% -$22.5K
IVOV icon
1387
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$121K ﹤0.01%
2,660
– –
RGLD icon
1388
Royal Gold
RGLD
$19.8B
$121K ﹤0.01%
1,935
+100
+5% +$6.15K
ONIT
1389
Onity Group
ONIT
$328M
$121K ﹤0.01%
205
-5
-2% -$3.24K
NETI
1390
DELISTED
Eneti Inc.
NETI
$121K ﹤0.01%
+108
New +$118K
VRSK icon
1391
Verisk Analytics
VRSK
$23.6B
$120K ﹤0.01%
2,000
-9,431
-83% -$597K
EHC icon
1392
Encompass Health
EHC
$12.4B
$119K ﹤0.01%
4,180
– –
FNX icon
1393
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$119K ﹤0.01%
2,321
– –
L icon
1394
Loews
L
$23.1B
$119K ﹤0.01%
2,696
+1,000
+59% +$44.7K
MHK icon
1395
Mohawk Industries
MHK
$9.26B
$119K ﹤0.01%
866
-1,871
-68% -$268K
NNN icon
1396
NNN REIT
NNN
$8.71B
$119K ﹤0.01%
3,466
+46
+1% +$1.53K
BCIC
1397
BCP Investment Corp
BCIC
$96M
$119K ﹤0.01%
1,378
+211
+18% +$17.1K
SEA
1398
DELISTED
Invesco Shipping ETF
SEA
$119K ﹤0.01%
5,435
-498
-8% -$10.8K
ALE
1399
DELISTED
Allete
ALE
$118K ﹤0.01%
2,259
-366
-14% -$18.3K
CIEN icon
1400
Ciena
CIEN
$54.9B
$118K ﹤0.01%
5,178
+1,410
+37% +$33.2K
54 55
56
57 58

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.