We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1376
DELISTED
Western Asset Emerging Markets
EMD
$117K ﹤0.01%
9,859
– –
CEO
1377
DELISTED
CNOOC Limited
CEO
$117K ﹤0.01%
643
+19
+3% +$3.78K
EOI
1378
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$116K ﹤0.01%
8,903
+93
+1% +$1.17K
HOMB icon
1379
Home BancShares
HOMB
$6.22B
$116K ﹤0.01%
6,238
– –
HPF
1380
John Hancock Preferred Income Fund II
HPF
$345M
$116K ﹤0.01%
6,490
-300
-4% -$5.52K
INGR icon
1381
Ingredion
INGR
$6.6B
$116K ﹤0.01%
1,699
+169
+11% +$11.4K
IVOV icon
1382
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$116K ﹤0.01%
2,660
– –
SVC
1383
Service Properties Trust
SVC
$1.05B
$116K ﹤0.01%
862
-39
-4% -$5.42K
WOOD icon
1384
iShares Global Timber & Forestry ETF
WOOD
$270M
$116K ﹤0.01%
2,194
-346
-14% -$17.7K
IVC
1385
DELISTED
Invacare Corporation
IVC
$116K ﹤0.01%
+5,000
New +$104K
CYBE
1386
DELISTED
Cyberoptics Corp
CYBE
$116K ﹤0.01%
18,125
-400
-2% -$2.19K
APL
1387
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$116K ﹤0.01%
3,297
-77
-2% -$2.81K
MWIV
1388
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$116K ﹤0.01%
680
+572
+530% +$94.9K
FBIN icon
1389
Fortune Brands Innovations
FBIN
$5.97B
$115K ﹤0.01%
2,938
-2
-0.1% -$72
KOF icon
1390
Coca-Cola Femsa
KOF
$23B
$115K ﹤0.01%
937
-800
-46% -$96.2K
MAN icon
1391
ManpowerGroup
MAN
$2.62B
$115K ﹤0.01%
1,351
+23
+2% +$1.84K
SBGI icon
1392
Sinclair Inc
SBGI
$989M
$115K ﹤0.01%
3,216
-25
-0.8% -$841
SIL icon
1393
Global X Silver Miners ETF NEW
SIL
$4.86B
$114K ﹤0.01%
3,403
-14
-0.4% -$502
TREX icon
1394
Trex
TREX
$5.07B
$114K ﹤0.01%
11,472
– –
CS
1395
DELISTED
Credit Suisse Group
CS
$114K ﹤0.01%
3,680
-96
-3% -$2.91K
GPOR
1396
DELISTED
Gulfport Energy Corp.
GPOR
$114K ﹤0.01%
1,809
+2
+0.1% +$121
FTF
1397
Franklin Limited Duration Income Trust
FTF
$236M
$113K ﹤0.01%
8,669
+79
+0.9% +$1.02K
FXZ icon
1398
First Trust Materials AlphaDEX Fund
FXZ
$390M
$113K ﹤0.01%
3,486
+4
+0.1% +$123
IHI icon
1399
iShares US Medical Devices ETF
IHI
$3.47B
$113K ﹤0.01%
7,308
-3,000
-29% -$44.7K
MFIC icon
1400
MidCap Financial Investment
MFIC
$804M
$113K ﹤0.01%
4,450
+4
+0.1% +$103
54 55
56
57 58

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.