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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKW
1351
DELISTED
BURGER KING WORLDWIDE
BKW
$130K ﹤0.01%
4,900
+200
+4% +$5.03K
PDT
1352
John Hancock Premium Dividend Fund
PDT
$627M
$129K ﹤0.01%
9,985
+3,828
+62% +$47.1K
ORAN
1353
DELISTED
Orange
ORAN
$129K ﹤0.01%
8,769
+125
+1% +$1.63K
FNFG
1354
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$129K ﹤0.01%
13,681
+143
+1% +$1.33K
TE
1355
DELISTED
TECO ENERGY INC
TE
$129K ﹤0.01%
7,526
+1,010
+16% +$16.9K
DBP icon
1356
Invesco DB Precious Metals Fund
DBP
$257M
$128K ﹤0.01%
3,102
-98
-3% -$4.12K
ADRE
1357
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$128K ﹤0.01%
3,515
-290
-8% -$10.1K
AVT icon
1358
Avnet
AVT
$7.87B
$127K ﹤0.01%
2,735
-145
-5% -$6.21K
FT
1359
Franklin Universal Trust
FT
$198M
$127K ﹤0.01%
17,700
-6,994
-28% -$49.6K
OII icon
1360
Oceaneering
OII
$5.05B
$127K ﹤0.01%
1,772
-1,306
-42% -$93.5K
AKAM icon
1361
Akamai
AKAM
$16.8B
$126K ﹤0.01%
2,169
-645
-23% -$35.6K
EFX icon
1362
Equifax
EFX
$21.4B
$126K ﹤0.01%
1,856
+22
+1% +$1.54K
PFN
1363
PIMCO Income Strategy Fund II
PFN
$707M
$126K ﹤0.01%
12,155
-1,770
-13% -$18.3K
FRX
1364
DELISTED
FOREST LABORATORIES INC
FRX
$126K ﹤0.01%
1,332
+189
+17% +$15.3K
PSLV icon
1365
Sprott Physical Silver Trust
PSLV
$13.5B
$125K ﹤0.01%
15,940
-1,800
-10% -$14.7K
CHS
1366
DELISTED
Chicos FAS, Inc.
CHS
$125K ﹤0.01%
7,825
-534
-6% -$9.06K
MGAM
1367
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$125K ﹤0.01%
4,311
+1,000
+30% +$31.5K
RENX
1368
DELISTED
RELX N.V.
RENX
$125K ﹤0.01%
8,874
-213
-2% -$2.96K
PIV
1369
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$125K ﹤0.01%
6,026
-800
-12% -$16.6K
WFC.PRL icon
1370
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$124K ﹤0.01%
106
– –
RJI
1371
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$124K ﹤0.01%
14,673
-89,766
-86% -$745K
CASC
1372
DELISTED
Cascadian Therapeutics, Inc.
CASC
$124K ﹤0.01%
6,899
+2,419
+54% +$39.7K
PBW icon
1373
Invesco WilderHill Clean Energy ETF
PBW
$463M
$123K ﹤0.01%
3,474
+100
+3% +$3.48K
WEN icon
1374
Wendy's
WEN
$1.44B
$123K ﹤0.01%
13,468
+1,271
+10% +$11.6K
EEQ
1375
DELISTED
Enbridge Energy Management Llc
EEQ
$123K ﹤0.01%
6,745
+2,491
+59% +$44.7K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.