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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
1326
Vertex Pharmaceuticals
VRTX
$133B
$671K 0.01%
4,478
-1,977
-31% -$293K
BSCN
1327
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$671K 0.01%
32,249
+2,776
+9% +$58.3K
OA
1328
DELISTED
Orbital ATK, Inc.
OA
$670K 0.01%
5,098
+694
+16% +$92.1K
RFG icon
1329
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$669K 0.01%
21,695
+8,130
+60% +$245K
WEA
1330
Western Asset Premier Bond Fund
WEA
$124M
$669K 0.01%
48,435
+43,510
+883% +$601K
WHLRP
1331
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.36M
$666K 0.01%
30,406
+2,846
+10% +$60.1K
DNKN
1332
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$666K 0.01%
10,326
-523
-5% -$30.5K
GHII
1333
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$666K 0.01%
24,143
+17,403
+258% +$491K
AKAM icon
1334
Akamai
AKAM
$16.9B
$665K 0.01%
10,207
+1,283
+14% +$71K
CIBR icon
1335
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$663K 0.01%
28,651
+2,944
+11% +$65.8K
DEEF icon
1336
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$56.4M
$663K 0.01%
+22,083
New +$647K
APLE icon
1337
Apple Hospitality REIT
APLE
$3.71B
$662K 0.01%
33,749
-7,294
-18% -$141K
PXF icon
1338
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$662K 0.01%
14,568
+3,347
+30% +$150K
QNST icon
1339
QuinStreet
QNST
$1.26B
$658K 0.01%
+78,470
New +$666K
HII icon
1340
Huntington Ingalls Industries
HII
$13B
$656K 0.01%
2,790
+697
+33% +$164K
SPLK
1341
DELISTED
Splunk Inc
SPLK
$656K 0.01%
7,929
-750
-9% -$55K
CP icon
1342
Canadian Pacific Kansas City
CP
$79.6B
$655K 0.01%
17,900
+565
+3% +$19.7K
SMMV icon
1343
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$655K 0.01%
22,466
+2,230
+11% +$64.4K
IGE icon
1344
iShares North American Natural Resources ETF
IGE
$778M
$654K 0.01%
18,436
+121
+0.7% +$4.08K
JPHF
1345
DELISTED
JPMorgan Diversified Alternatives ETF
JPHF
$654K 0.01%
25,030
+19,872
+385% +$518K
SMOG icon
1346
VanEck Low Carbon Energy ETF
SMOG
$134M
$653K 0.01%
10,677
+550
+5% +$33.3K
TKR icon
1347
Timken Company
TKR
$8.77B
$653K 0.01%
13,273
-154
-1% -$7.45K
VKI icon
1348
Invesco Advantage Municipal Income Trust II
VKI
$399M
$653K 0.01%
57,395
-3,353
-6% -$38.1K
BWA icon
1349
BorgWarner
BWA
$14.1B
$651K 0.01%
14,486
-924
-6% -$42.7K
VGSH icon
1350
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$651K 0.01%
10,805
-5,443
-33% -$329K
52 53
54
55 56

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.