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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAB
1326
DELISTED
Viacom Inc. Class B
VIAB
$445K 0.01%
12,537
-2,695
-18% -$99K
XLBS
1327
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$445K 0.01%
9,317
+8,973
+2,608% +$429K
EMHY icon
1328
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
$444K 0.01%
9,138
+7,995
+699% +$393K
QAI icon
1329
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$444K 0.01%
15,476
+2,820
+22% +$81.1K
PXH icon
1330
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$443K 0.01%
24,415
+20,426
+512% +$372K
AJG icon
1331
Arthur J. Gallagher & Co
AJG
$65B
$442K 0.01%
8,507
-76,818
-90% -$3.86M
APH icon
1332
Amphenol
APH
$204B
$442K 0.01%
26,236
-632
-2% -$10.5K
IIM icon
1333
Invesco Value Municipal Income Trust
IIM
$603M
$442K 0.01%
30,234
-11,338
-27% -$170K
UNM icon
1334
Unum
UNM
$14.7B
$442K 0.01%
10,189
+5,316
+109% +$213K
ANDV
1335
DELISTED
Andeavor
ANDV
$442K 0.01%
5,084
+1,028
+25% +$87.2K
DBB icon
1336
Invesco DB Base Metals Fund
DBB
$314M
$441K 0.01%
29,560
+24,495
+484% +$361K
BKCC
1337
DELISTED
BlackRock Capital Investment Corporation
BKCC
$441K 0.01%
63,257
+33,012
+109% +$248K
RBS.PRL.CL
1338
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$441K 0.01%
18,499
+68
+0.4% +$1.68K
FAB icon
1339
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$440K 0.01%
8,701
+2,166
+33% +$104K
PBI icon
1340
Pitney Bowes
PBI
$2.28B
$439K 0.01%
28,540
+7,879
+38% +$125K
VMI icon
1341
Valmont Industries
VMI
$9.5B
$439K 0.01%
3,112
+193
+7% +$26.8K
XNTK icon
1342
State Street SPDR NYSE Technology ETF
XNTK
$2.27B
$439K 0.01%
7,262
+388
+6% +$23.3K
AOA icon
1343
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$438K 0.01%
9,253
+3,842
+71% +$180K
X
1344
DELISTED
US Steel
X
$438K 0.01%
13,264
+5,964
+82% +$159K
FFWM
1345
DELISTED
First Foundation Inc
FFWM
$437K 0.01%
30,690
+1,776
+6% +$23.6K
MNST icon
1346
Monster Beverage
MNST
$91.4B
$437K 0.01%
39,376
+2,476
+7% +$28.3K
EXPE icon
1347
Expedia Group
EXPE
$39.4B
$436K 0.01%
3,848
+298
+8% +$36.3K
VR
1348
DELISTED
Validus Hold Ltd
VR
$436K 0.01%
7,927
+348
+5% +$18.4K
CHRW icon
1349
C.H. Robinson
CHRW
$17.5B
$435K 0.01%
5,954
+133
+2% +$9.62K
CHW
1350
Calamos Global Dynamic Income Fund
CHW
$555M
$435K 0.01%
62,414
+21,468
+52% +$154K
52 53
54
55 56

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.