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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
1301
W.W. Grainger
GWW
$61.1B
$697K 0.01%
2,954
-997
-25% -$206K
VLUE icon
1302
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$697K 0.01%
8,332
+2,494
+43% +$202K
XLNX
1303
DELISTED
Xilinx Inc
XLNX
$697K 0.01%
10,342
+287
+3% +$20.4K
MMU
1304
Western Asset Managed Municipals Fund
MMU
$552M
$696K 0.01%
49,456
-3,799
-7% -$53.8K
QSR icon
1305
Restaurant Brands International
QSR
$25.4B
$696K 0.01%
11,321
+1,254
+12% +$80.4K
SEP
1306
DELISTED
Spectra Engy Parters Lp
SEP
$696K 0.01%
17,619
-1,360
-7% -$57.2K
IBDL
1307
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$693K 0.01%
27,377
+1,470
+6% +$37.4K
PARA
1308
DELISTED
Paramount Global Class B
PARA
$692K 0.01%
11,753
-1,278
-10% -$73.5K
IBMH
1309
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$689K 0.01%
27,232
+1,792
+7% +$45.6K
RGR icon
1310
Sturm, Ruger & Co
RGR
$594M
$687K 0.01%
12,320
+4,691
+61% +$245K
CSD icon
1311
Invesco S&P Spin-Off ETF
CSD
$226M
$685K 0.01%
13,157
+2,954
+29% +$152K
PSQ icon
1312
ProShares Short QQQ
PSQ
$645M
$683K 0.01%
3,838
+91
+2% +$16.5K
SRC
1313
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$683K 0.01%
17,766
-1,020
-5% -$38.7K
HLT icon
1314
Hilton Worldwide
HLT
$70B
$681K 0.01%
8,535
+1,386
+19% +$103K
NEM icon
1315
Newmont
NEM
$124B
$681K 0.01%
18,140
-1,561
-8% -$57.4K
NTG
1316
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$681K 0.01%
3,880
+464
+14% +$78K
IEP icon
1317
Icahn Enterprises
IEP
$5.28B
$679K 0.01%
12,805
+4,640
+57% +$252K
HAS icon
1318
Hasbro
HAS
$13.3B
$678K 0.01%
7,443
-7,675
-51% -$720K
BVN icon
1319
Compañía de Minas Buenaventura
BVN
$8.78B
$677K 0.01%
48,070
-7,660
-14% -$106K
WGL
1320
DELISTED
Wgl Holdings
WGL
$677K 0.01%
7,881
+1,616
+26% +$138K
FDVV icon
1321
Fidelity High Dividend ETF
FDVV
$10.4B
$676K 0.01%
23,553
-8,990
-28% -$251K
BGIO
1322
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$675K 0.01%
68,859
+15,862
+30% +$156K
CFG icon
1323
Citizens Financial Group
CFG
$30.6B
$674K 0.01%
16,060
+1,120
+7% +$43.8K
EHI
1324
Western Asset Global High Income Fund
EHI
$178M
$674K 0.01%
65,900
-14,072
-18% -$142K
AMG icon
1325
Affiliated Managers Group
AMG
$9.6B
$671K 0.01%
3,277
+1,806
+123% +$350K
51 52
53
54 55

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.