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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
1301
Labcorp
LH
$25.9B
$170K ﹤0.01%
1,947
+30
+2% +$2.71K
MCA
1302
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$170K ﹤0.01%
11,648
+2,870
+33% +$41.6K
NUAN
1303
DELISTED
Nuance Communications, Inc.
NUAN
$170K ﹤0.01%
12,732
-3,636
-22% -$54K
EPC icon
1304
Edgewell Personal Care
EPC
$1.32B
$169K ﹤0.01%
1,851
+26
+1% +$2.33K
EPR icon
1305
EPR Properties
EPR
$4.62B
$169K ﹤0.01%
3,340
+3,252
+3,695% +$180K
PFIG icon
1306
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$169K ﹤0.01%
6,653
+2,956
+80% +$75.4K
RSPS icon
1307
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$244M
$169K ﹤0.01%
8,660
-980
-10% -$19K
WU icon
1308
Western Union
WU
$2.16B
$169K ﹤0.01%
10,579
-2,494
-19% -$42.9K
PPLI
1309
People Inc
PPLI
$3.02B
$168K ﹤0.01%
14,263
+2,266
+19% +$27.4K
MMLP icon
1310
Martin Midstream Partners
MMLP
$97.8M
$168K ﹤0.01%
4,479
-1,912
-30% -$75.2K
VMBS icon
1311
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$168K ﹤0.01%
3,201
+2,250
+237% +$118K
BQH
1312
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$168K ﹤0.01%
12,301
– –
RTEC
1313
DELISTED
Rudolph Technologies Inc
RTEC
$168K ﹤0.01%
18,510
-575
-3% -$5.5K
PVTB
1314
DELISTED
PrivateBancorp Inc
PVTB
$167K ﹤0.01%
5,600
-1,725
-24% -$50.7K
IGR
1315
CBRE Global Real Estate Income Fund
IGR
$706M
$166K ﹤0.01%
19,833
-2,394
-11% -$21.3K
USO icon
1316
United States Oil Fund
USO
$1.79B
$166K ﹤0.01%
602
+231
+62% +$66.6K
ALU
1317
DELISTED
Alcatel-Lucent
ALU
$166K ﹤0.01%
54,756
-1,534
-3% -$5.23K
CAM
1318
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$166K ﹤0.01%
2,500
+1,681
+205% +$119K
CMF icon
1319
iShares California Muni Bond ETF
CMF
$4.62B
$165K ﹤0.01%
2,828
– –
IAF
1320
abrdn Australia Equity Fund
IAF
$127M
$165K ﹤0.01%
7,037
– –
NMFC icon
1321
New Mountain Finance
NMFC
$723M
$165K ﹤0.01%
11,199
-201
-2% -$3K
CODI icon
1322
Compass Diversified
CODI
$894M
$164K ﹤0.01%
9,371
+172
+2% +$3.11K
PLL
1323
DELISTED
PALL CORP
PLL
$164K ﹤0.01%
1,950
-705
-27% -$57.7K
HQL
1324
abrdn Life Sciences Investors
HQL
$645M
$163K ﹤0.01%
7,358
+27
+0.4% +$586
BFY
1325
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$163K ﹤0.01%
11,681
– –
51 52
53
54 55

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.