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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HW
1276
DELISTED
Headwaters Inc
HW
$252K 0.01%
16,817
+16,317
+3,263% +$213K
JAH
1277
DELISTED
JARDEN CORPORATION
JAH
$252K 0.01%
5,256
+4,054
+337% +$176K
CCG
1278
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$252K 0.01%
34,500
-3,500
-9% -$24.8K
FHY
1279
DELISTED
First Trust Strategic High
FHY
$252K 0.01%
17,391
+105
+0.6% +$1.57K
GGT
1280
Gabelli Multimedia Trust
GGT
$175M
$251K 0.01%
25,439
+2,523
+11% +$24K
JCP
1281
DELISTED
J.C. Penney Company, Inc.
JCP
$251K 0.01%
38,675
+10,277
+36% +$75.4K
ATML
1282
DELISTED
ATMEL CORP
ATML
$251K 0.01%
29,989
-937
-3% -$7.17K
BEN icon
1283
Franklin Resources
BEN
$17.1B
$250K 0.01%
4,514
+1,111
+33% +$61.4K
MTW icon
1284
Manitowoc
MTW
$700M
$250K 0.01%
12,447
+5,576
+81% +$101K
RC
1285
Ready Capital
RC
$292M
$250K 0.01%
14,510
– –
POR icon
1286
Portland General Electric
POR
$5.73B
$249K 0.01%
6,577
+5,082
+340% +$184K
RNG icon
1287
RingCentral
RNG
$5.17B
$249K 0.01%
16,700
+9,300
+126% +$117K
DXCM icon
1288
DexCom
DXCM
$33.6B
$248K 0.01%
17,656
+14,392
+441% +$176K
FLR icon
1289
Fluor
FLR
$7B
$248K 0.01%
4,132
+806
+24% +$51K
FNV icon
1290
Franco-Nevada
FNV
$45.5B
$248K 0.01%
5,024
-4,566
-48% -$232K
FRA icon
1291
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$248K 0.01%
18,498
+358
+2% +$4.87K
HAS icon
1292
Hasbro
HAS
$13.4B
$248K 0.01%
4,493
+123
+3% +$6.93K
CORP icon
1293
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$247K 0.01%
2,395
-273
-10% -$28.1K
CTXS
1294
DELISTED
Citrix Systems Inc
CTXS
$247K 0.01%
4,883
+3,302
+209% +$171K
KTF
1295
DWS Municipal Income Trust
KTF
$352M
$246K 0.01%
18,479
-143
-0.8% -$1.91K
SWC
1296
DELISTED
Stillwater Mining Co
SWC
$246K 0.01%
16,657
+11,040
+197% +$152K
FAF icon
1297
First American
FAF
$7.36B
$244K 0.01%
7,214
+2,674
+59% +$82K
GQRE icon
1298
FlexShares Global Quality Real Estate Index Fund
GQRE
$417M
$244K 0.01%
+4,335
New +$238K
EPC icon
1299
Edgewell Personal Care
EPC
$1.3B
$243K 0.01%
2,547
+696
+38% +$64K
JPS
1300
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$243K 0.01%
27,216
+1,287
+5% +$11.6K
50 51
52
53 54

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.