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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAZZ icon
1276
Jazz Pharmaceuticals
JAZZ
$16.1B
$150K ﹤0.01%
1,080
+39
+4% +$5.87K
NIE
1277
Virtus Equity & Convertible Income Fund
NIE
$733M
$150K ﹤0.01%
7,710
+231
+3% +$4.45K
RGR icon
1278
Sturm, Ruger & Co
RGR
$598M
$150K ﹤0.01%
2,515
-1,881
-43% -$132K
TDC icon
1279
Teradata
TDC
$2.5B
$150K ﹤0.01%
3,041
-68
-2% -$3.06K
OAK
1280
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$150K ﹤0.01%
2,575
– –
NIO
1281
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$150K ﹤0.01%
10,881
+2,763
+34% +$37.6K
WES
1282
DELISTED
Western Gas Partners Lp
WES
$150K ﹤0.01%
2,268
+343
+18% +$21.3K
CXT icon
1283
Crane NXT
CXT
$2.95B
$149K ﹤0.01%
6,011
+2,795
+87% +$65.9K
FBIN icon
1284
Fortune Brands Innovations
FBIN
$5.97B
$149K ﹤0.01%
4,143
+1,205
+41% +$46.3K
GLNG icon
1285
Golar LNG
GLNG
$5.17B
$149K ﹤0.01%
3,580
+1,618
+82% +$59.9K
JNPR
1286
DELISTED
Juniper Networks
JNPR
$149K ﹤0.01%
5,788
+3,317
+134% +$86.6K
MCR
1287
DELISTED
MFS Charter Income Trust
MCR
$149K ﹤0.01%
16,376
+2,057
+14% +$18.7K
CS
1288
DELISTED
Credit Suisse Group
CS
$149K ﹤0.01%
4,602
+922
+25% +$28.9K
PRGX
1289
DELISTED
PRGX Global, Inc.
PRGX
$149K ﹤0.01%
21,500
+5,000
+30% +$33.8K
BSCH
1290
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$149K ﹤0.01%
6,527
+765
+13% +$17.4K
CNP icon
1291
CenterPoint Energy
CNP
$26.5B
$148K ﹤0.01%
6,263
+1,512
+32% +$35.5K
RNP icon
1292
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$148K ﹤0.01%
8,719
+59
+0.7% +$974
DISCK
1293
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$148K ﹤0.01%
3,854
-562
-13% -$21.5K
FRI icon
1294
First Trust S&P REIT Index Fund
FRI
$200M
$147K ﹤0.01%
7,635
+7
+0.1% +$130
NVR icon
1295
NVR
NVR
$17.1B
$147K ﹤0.01%
128
– –
VRTX icon
1296
Vertex Pharmaceuticals
VRTX
$134B
$147K ﹤0.01%
2,045
+170
+9% +$13.5K
CCL icon
1297
Carnival Corporation Ltd
CCL
$38B
$146K ﹤0.01%
3,840
-1,491
-28% -$59.1K
FONR
1298
DELISTED
Fonar
FONR
$146K ﹤0.01%
8,320
-11,950
-59% -$246K
WMC
1299
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$146K ﹤0.01%
934
+32
+4% +$5K
XONE
1300
DELISTED
The ExOne Company
XONE
$146K ﹤0.01%
4,080
+100
+3% +$4.79K
50 51
52
53 54

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.