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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWF
1251
AllianceBernstein Global High Income Fund
AWF
$878M
$334K 0.01%
31,027
+15,584
+101% +$174K
CLMT icon
1252
Calumet Specialty Products
CLMT
$4.29B
$334K 0.01%
16,791
+1,024
+6% +$25.3K
DBA icon
1253
Invesco DB Agriculture Fund
DBA
$1.23B
$333K 0.01%
16,141
+925
+6% +$19.2K
B
1254
Barrick Mining
B
$67.3B
$333K 0.01%
45,149
+9,103
+25% +$67.9K
MEMP
1255
DELISTED
Memorial Production Partners LP Common Units
MEMP
$331K 0.01%
126,586
+13,077
+12% +$55.7K
IGF icon
1256
iShares Global Infrastructure ETF
IGF
$10.7B
$330K 0.01%
9,171
+1,981
+28% +$75.4K
RC
1257
Ready Capital
RC
$294M
$330K 0.01%
21,853
+575
+3% +$8.4K
ALXN
1258
DELISTED
Alexion Pharmaceuticals
ALXN
$330K 0.01%
1,749
-1,108
-39% -$194K
MHFI
1259
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$330K 0.01%
3,354
-124
-4% -$11.8K
HAS icon
1260
Hasbro
HAS
$13.6B
$329K 0.01%
4,869
-319
-6% -$23.4K
JFR icon
1261
Nuveen Floating Rate Income Fund
JFR
$1.25B
$329K 0.01%
32,070
-39,609
-55% -$393K
PXSC
1262
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$329K 0.01%
10,315
-14
-0.1% -$447
BWA icon
1263
BorgWarner
BWA
$13.8B
$328K 0.01%
8,612
+3,231
+60% +$121K
AVNS
1264
DELISTED
Avanos Medical
AVNS
$327K 0.01%
9,771
-772
-7% -$24K
ERIE icon
1265
Erie Indemnity
ERIE
$13.4B
$327K 0.01%
3,430
+997
+41% +$90.5K
MKL icon
1266
Markel Group
MKL
$22.8B
$327K 0.01%
371
+161
+77% +$140K
SEP
1267
DELISTED
Spectra Engy Parters Lp
SEP
$327K 0.01%
6,849
+125
+2% +$5.33K
UNIT
1268
Uniti Group
UNIT
$2.38B
$326K 0.01%
17,414
-1,405
-7% -$27.1K
SNV
1269
DELISTED
Synovus
SNV
$325K 0.01%
10,089
+5,220
+107% +$166K
ZTS icon
1270
Zoetis
ZTS
$31.3B
$325K 0.01%
6,771
+1,117
+20% +$50.5K
HYLS icon
1271
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$324K 0.01%
6,917
+1,059
+18% +$50.8K
WTRE icon
1272
WisdomTree New Economy Real Estate Fund
WTRE
$16.1M
$324K 0.01%
+12,415
New +$334K
RBS.PRH.CL
1273
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$324K 0.01%
12,530
-1,000
-7% -$25.7K
CSM icon
1274
ProShares Large Cap Core Plus
CSM
$537M
$323K 0.01%
13,074
+1,892
+17% +$46.8K
TEL icon
1275
TE Connectivity
TEL
$62.2B
$323K 0.01%
5,001
+1,458
+41% +$94K
49 50
51
52 53

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.