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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRL icon
1251
Cracker Barrel
CBRL
$1.31B
$284K 0.01%
1,939
-5,315
-73% -$795K
NVRI icon
1252
Enviri
NVRI
$564M
$284K 0.01%
31,334
+21,200
+209% +$267K
RWK icon
1253
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$284K 0.01%
6,321
+389
+7% +$18.5K
GAB icon
1254
Gabelli Equity Trust
GAB
$1.81B
$283K 0.01%
56,002
+648
+1% +$3.68K
JBL icon
1255
Jabil
JBL
$38.8B
$283K 0.01%
12,779
+2,163
+20% +$43K
HYLS icon
1256
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$282K 0.01%
5,858
+2,653
+83% +$132K
YMLI
1257
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$282K 0.01%
20,591
+100
+0.5% +$1.67K
SVC
1258
Service Properties Trust
SVC
$1.06B
$281K 0.01%
2,214
-53
-2% -$7.18K
JAH
1259
DELISTED
JARDEN CORPORATION
JAH
$281K 0.01%
5,777
+138
+2% +$7.3K
AKAM icon
1260
Akamai
AKAM
$18B
$280K 0.01%
4,057
+527
+15% +$38K
FIF
1261
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$280K 0.01%
17,538
+2,678
+18% +$48.5K
HES
1262
DELISTED
Hess
HES
$279K 0.01%
5,546
-583
-10% -$33.4K
VONE icon
1263
Vanguard Russell 1000 ETF
VONE
$8.74B
$279K 0.01%
3,153
-41
-1% -$3.84K
BG icon
1264
Bunge Global
BG
$21.7B
$277K 0.01%
3,787
-108
-3% -$8.36K
LGLV icon
1265
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$277K 0.01%
4,002
+2,402
+150% +$173K
AGC
1266
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$277K 0.01%
51,470
-62,983
-55% -$378K
FXO icon
1267
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$276K 0.01%
12,312
+2,610
+27% +$61.6K
IDOG icon
1268
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$276K 0.01%
11,883
+430
+4% +$10.8K
TILT icon
1269
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.27B
$276K 0.01%
+3,415
New +$294K
E icon
1270
ENI
E
$79.1B
$274K 0.01%
8,750
-18
-0.2% -$602
GNR icon
1271
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$273K 0.01%
8,428
-4,676
-36% -$175K
GOVT icon
1272
iShares US Treasury Bond ETF
GOVT
$43.8B
$273K 0.01%
10,735
+8,611
+405% +$217K
MGM icon
1273
MGM Resorts International
MGM
$11.1B
$273K 0.01%
14,684
+11,477
+358% +$229K
VGSH icon
1274
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$273K 0.01%
4,454
+1,023
+30% +$62.5K
SUNS
1275
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$272K 0.01%
19,127
+8
+0% +$122
49 50
51
52 53

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.