We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPLM
1251
DELISTED
Triangle Petroleum Corporation
TPLM
$186K 0.01%
16,850
+5,350
+47% +$60.7K
DBEF icon
1252
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$185K 0.01%
6,661
-837
-11% -$23.2K
FRI icon
1253
First Trust S&P REIT Index Fund
FRI
$200M
$185K 0.01%
9,397
+1,010
+12% +$20.8K
PALI icon
1254
Palisade Bio
PALI
$373M
– –
0
– –
BCS icon
1255
Barclays
BCS
$93.7B
$184K 0.01%
13,389
-3,080
-19% -$42.5K
RXI icon
1256
iShares Global Consumer Discretionary ETF
RXI
$277M
$183K 0.01%
2,269
+1,167
+106% +$97.2K
CCL icon
1257
Carnival Corporation Ltd
CCL
$38B
$182K 0.01%
4,569
+490
+12% +$18.6K
FTK icon
1258
Flotek Industries
FTK
$1.41B
$182K 0.01%
1,167
-3,693
-76% -$632K
LNN icon
1259
Lindsay Corp
LNN
$1.17B
$182K 0.01%
2,436
-297
-11% -$23.5K
BSE
1260
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$182K 0.01%
14,003
+19
+0.1% +$247
HR
1261
DELISTED
Healthcare Realty Trust Incorporated
HR
$182K 0.01%
7,705
-27,176
-78% -$673K
ITA icon
1262
iShares US Aerospace & Defense ETF
ITA
$15B
$181K ﹤0.01%
3,358
+600
+22% +$32.2K
UNG icon
1263
United States Natural Gas Fund
UNG
$494M
$181K ﹤0.01%
512
+40
+8% +$13.9K
USRT icon
1264
iShares Core US REIT ETF
USRT
$4.53B
$181K ﹤0.01%
4,288
+115
+3% +$5.07K
GME icon
1265
GameStop
GME
$8.44B
$180K ﹤0.01%
17,432
+7,900
+83% +$84K
LOCO icon
1266
El Pollo Loco
LOCO
$452M
$180K ﹤0.01%
+5,025
New +$174K
SSYS icon
1267
Stratasys
SSYS
$782M
$179K ﹤0.01%
1,481
+436
+42% +$49.3K
QVCGA
1268
DELISTED
QVC Group Inc Series A
QVCGA
$179K ﹤0.01%
153
+1
+0.7% +$1.18K
AMTD
1269
DELISTED
TD Ameritrade Holding Corp
AMTD
$179K ﹤0.01%
5,376
-1,428
-21% -$46.2K
GMCR
1270
DELISTED
KEURIG GREEN MTN INC
GMCR
$179K ﹤0.01%
1,376
-964
-41% -$121K
EPB
1271
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$179K ﹤0.01%
4,466
-75
-2% -$2.87K
IIM icon
1272
Invesco Value Municipal Income Trust
IIM
$595M
$178K ﹤0.01%
11,714
-262
-2% -$3.89K
MOS icon
1273
The Mosaic Company
MOS
$7.34B
$178K ﹤0.01%
3,998
-4,440
-53% -$209K
PBP icon
1274
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$178K ﹤0.01%
8,413
+1,451
+21% +$31.3K
OILT
1275
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$178K ﹤0.01%
3,585
+585
+20% +$28.5K
49 50
51
52 53

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.