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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBL
1251
DELISTED
CBL& Associates Properties, Inc.
CBL
$160K ﹤0.01%
9,019
-64,049
-88% -$1.11M
GXP
1252
DELISTED
Great Plains Energy Incorporated
GXP
$160K ﹤0.01%
5,904
-1,864
-24% -$47.2K
LSI
1253
DELISTED
LSI CORPORATION
LSI
$160K ﹤0.01%
14,445
-1,076
-7% -$11.9K
HQL
1254
abrdn Life Sciences Investors
HQL
$642M
$159K ﹤0.01%
7,304
+387
+6% +$8.61K
LYB icon
1255
LyondellBasell Industries
LYB
$20.7B
$159K ﹤0.01%
1,789
+761
+74% +$64K
ERF
1256
DELISTED
Enerplus Corporation
ERF
$159K ﹤0.01%
8,005
+329
+4% +$6.15K
SEMG
1257
DELISTED
SEMGROUP CORPORATION
SEMG
$159K ﹤0.01%
2,425
– –
BMS
1258
DELISTED
Bemis
BMS
$159K ﹤0.01%
4,045
+333
+9% +$13K
RBLD icon
1259
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$57.9M
$158K ﹤0.01%
3,037
– –
NTG
1260
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$158K ﹤0.01%
592
– –
CWI icon
1261
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$157K ﹤0.01%
6,570
+1,923
+41% +$44.8K
LRCX icon
1262
Lam Research
LRCX
$390B
$156K ﹤0.01%
28,440
-4,790
-14% -$25.4K
SPYG icon
1263
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$156K ﹤0.01%
7,232
+824
+13% +$17.6K
ASHR icon
1264
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$155K ﹤0.01%
7,099
+5,000
+238% +$114K
BRW
1265
Saba Capital Income & Opportunities Fund
BRW
$336M
$155K ﹤0.01%
13,359
+63
+0.5% +$736
MUR icon
1266
Murphy Oil
MUR
$5.12B
$153K ﹤0.01%
2,442
+862
+55% +$51.8K
MLPI
1267
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$153K ﹤0.01%
3,846
+610
+19% +$23.9K
FRM
1268
DELISTED
FURMANITE CORPORATION COM
FRM
$153K ﹤0.01%
15,600
+1,000
+7% +$11.4K
MCP
1269
DELISTED
MOLYCORP INC COM STK
MCP
$153K ﹤0.01%
32,694
+8,150
+33% +$42K
EXK
1270
Endeavour Silver
EXK
$3.14B
$152K ﹤0.01%
35,206
– –
XRX icon
1271
Xerox
XRX
$423M
$152K ﹤0.01%
5,096
+1,254
+33% +$36.7K
NBIS
1272
Nebius Group N.V.
NBIS
$49.1B
$152K ﹤0.01%
5,047
-13,947
-73% -$515K
ITA icon
1273
iShares US Aerospace & Defense ETF
ITA
$15B
$151K ﹤0.01%
2,772
+328
+13% +$17.6K
MFIN icon
1274
Medallion Financial
MFIN
$253M
$151K ﹤0.01%
11,400
-2,142
-16% -$29.7K
EC icon
1275
Ecopetrol
EC
$35B
$150K ﹤0.01%
3,680
+3,453
+1,521% +$124K
49 50
51
52 53

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.