We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDD
1226
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.03M 0.01%
94,224
+2,085
+2% +$22.8K
DSM
1227
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$1.03M 0.01%
122,821
+3,813
+3% +$31.7K
IMCG icon
1228
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$1.03M 0.01%
25,452
+6,018
+31% +$251K
BYND icon
1229
Beyond Meat
BYND
$210M
$1.03M 0.01%
6,945
+4,391
+172% +$723K
HDB icon
1230
HDFC Bank
HDB
$119B
$1.03M 0.01%
36,104
+2,964
+9% +$84.4K
IHDG icon
1231
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.26B
$1.03M 0.01%
30,619
-8,430
-22% -$279K
CVA
1232
DELISTED
Covanta Holding Corporation
CVA
$1.03M 0.01%
59,612
+1,903
+3% +$32.8K
ARKW icon
1233
ARK Web x.0 ETF
ARKW
$1.82B
$1.03M 0.01%
21,121
+855
+4% +$43.7K
JEF icon
1234
Jefferies Financial Group
JEF
$12.9B
$1.03M 0.01%
58,379
-3,921
-6% -$69.8K
IONS icon
1235
Ionis Pharmaceuticals
IONS
$9.28B
$1.02M 0.01%
17,112
+1,028
+6% +$67K
LBTYK icon
1236
Liberty Global Class C
LBTYK
$3.48B
$1.02M 0.01%
42,987
-2,329
-5% -$60.7K
GCC icon
1237
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$1.02M 0.01%
58,287
-4,374
-7% -$76.4K
RFI
1238
Cohen & Steers Total Return Realty Fund
RFI
$309M
$1.02M 0.01%
69,125
+3,815
+6% +$55K
EVF
1239
Eaton Vance Senior Income Trust
EVF
$90.9M
$1.02M 0.01%
166,777
-56,153
-25% -$347K
UAL icon
1240
United Airlines
UAL
$41B
$1.02M 0.01%
11,522
+22
+0.2% +$1.94K
CRON
1241
Cronos Group
CRON
$1.16B
$1.01M 0.01%
111,269
-10,282
-8% -$131K
AES icon
1242
AES
AES
$10.5B
$1.01M 0.01%
61,590
-10,030
-14% -$162K
BFK
1243
DELISTED
BlackRock Municipal Income Trust
BFK
$1M 0.01%
71,123
+5,990
+9% +$84K
SSO icon
1244
ProShares Ultra S&P500
SSO
$8.51B
$1M 0.01%
62,472
+20,440
+49% +$325K
VOOV icon
1245
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$1M 0.01%
8,730
+3,572
+69% +$404K
UMPQ
1246
DELISTED
Umpqua Holdings Corp
UMPQ
$1M 0.01%
60,963
-3,679
-6% -$60.5K
ALC icon
1247
Alcon
ALC
$35.5B
$1M 0.01%
17,193
+2,575
+18% +$154K
QSR icon
1248
Restaurant Brands International
QSR
$26.7B
$997K 0.01%
14,025
-337
-2% -$24.9K
BLES icon
1249
Inspire Global Hope ETF
BLES
$165M
$991K 0.01%
35,716
+1,679
+5% +$46.6K
B
1250
Barrick Mining
B
$67.3B
$991K 0.01%
57,223
+11,505
+25% +$203K
48 49
50
51 52

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.