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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
1226
Texas Roadhouse
TXRH
$13.9B
$760K 0.01%
12,711
-889
-7% -$57.1K
BSCO
1227
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$760K 0.01%
38,060
+902
+2% +$18K
EFF
1228
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$760K 0.01%
53,499
+4,335
+9% +$65.4K
HDB icon
1229
HDFC Bank
HDB
$119B
$758K 0.01%
29,188
+14,216
+95% +$336K
PPLI
1230
People Inc
PPLI
$3.03B
$757K 0.01%
23,243
+3,961
+21% +$133K
JTD
1231
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$757K 0.01%
56,502
-14,137
-20% -$219K
APTS
1232
DELISTED
Preferred Apartment Communities, Inc.
APTS
$756K 0.01%
53,643
+2,780
+5% +$43.5K
DLTR icon
1233
Dollar Tree
DLTR
$24.6B
$754K 0.01%
8,380
+56
+0.7% +$4.73K
FCOR icon
1234
Fidelity Corporate Bond ETF
FCOR
$352M
$753K 0.01%
15,793
+3,646
+30% +$174K
FTSD icon
1235
Franklin Short Duration US Government ETF
FTSD
$309M
$753K 0.01%
7,943
-70
-0.9% -$6.61K
JDD
1236
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$749K 0.01%
81,188
-555
-0.7% -$5.52K
DOV icon
1237
Dover
DOV
$28B
$748K 0.01%
10,506
+423
+4% +$34.5K
PW
1238
Power REIT
PW
$2.92M
$748K 0.01%
13,351
-130
-1% -$7.49K
UBCP icon
1239
United Bancorp
UBCP
$748K 0.01%
65,426
+7,528
+13% +$94.2K
DVYE icon
1240
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$746K 0.01%
19,933
-12,061
-38% -$460K
MYF
1241
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$746K 0.01%
58,985
+3,900
+7% +$53K
IYC icon
1242
iShares US Consumer Discretionary ETF
IYC
$1.21B
$745K 0.01%
16,472
+10,100
+159% +$491K
GG
1243
DELISTED
Goldcorp Inc
GG
$745K 0.01%
75,939
+804
+1% +$7.8K
PJP icon
1244
Invesco Pharmaceuticals ETF
PJP
$501M
$742K 0.01%
11,880
-41
-0.3% -$2.77K
PNR icon
1245
Pentair
PNR
$10.6B
$742K 0.01%
19,640
+179
+0.9% +$7.24K
DNKN
1246
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$741K 0.01%
11,546
+1,729
+18% +$123K
PHM icon
1247
Pultegroup
PHM
$24.7B
$739K 0.01%
28,117
+12,809
+84% +$317K
NMZ icon
1248
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$738K 0.01%
63,397
-3,136
-5% -$37.1K
EPR icon
1249
EPR Properties
EPR
$4.65B
$737K 0.01%
11,489
+672
+6% +$46.2K
CID
1250
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$737K 0.01%
24,138
+2,144
+10% +$67.2K
48 49
50
51 52

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.