We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
1226
Ingredion
INGR
$6.53B
$786K 0.01%
5,616
+277
+5% +$36.6K
AFB
1227
AllianceBernstein National Municipal Income Fund
AFB
$316M
$782K 0.01%
58,314
-3,727
-6% -$51K
UCC icon
1228
ProShares Ultra Consumer Discretionary
UCC
$10.6M
$782K 0.01%
38,408
-1,676
-4% -$30.7K
BSBR icon
1229
Santander
BSBR
$43.1B
$781K 0.01%
84,369
-1,949
-2% -$17.3K
CGNX icon
1230
Cognex
CGNX
$10.8B
$781K 0.01%
12,763
+2,413
+23% +$154K
NMFC icon
1231
New Mountain Finance
NMFC
$726M
$781K 0.01%
57,573
-4,188
-7% -$59K
RXI icon
1232
iShares Global Consumer Discretionary ETF
RXI
$278M
$781K 0.01%
7,142
-97
-1% -$10.2K
OAK
1233
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$781K 0.01%
18,542
-4,696
-20% -$208K
VGM icon
1234
Invesco Trust Investment Grade Municipals
VGM
$564M
$780K 0.01%
59,184
-1,050
-2% -$13.9K
GDXJ icon
1235
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$775K 0.01%
22,694
-3,346
-13% -$109K
BOCH
1236
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$775K 0.01%
67,419
-7,000
-9% -$81.2K
SPTI icon
1237
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$774K 0.01%
26,040
-384
-1% -$11.5K
EXR icon
1238
Extra Space Storage
EXR
$31B
$773K 0.01%
8,839
+46
+0.5% +$3.88K
KBWY icon
1239
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$773K 0.01%
21,820
+1,227
+6% +$44.9K
SUN icon
1240
Sunoco
SUN
$13.5B
$773K 0.01%
27,235
+4,406
+19% +$133K
DRE
1241
DELISTED
Duke Realty Corp.
DRE
$773K 0.01%
28,417
+953
+3% +$27.1K
MPWR icon
1242
Monolithic Power Systems
MPWR
$67.9B
$771K 0.01%
6,832
+4,554
+200% +$529K
SNDS
1243
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$771K 0.01%
39,566
+26,968
+214% +$526K
PHM icon
1244
Pultegroup
PHM
$24.8B
$768K 0.01%
23,069
+11,568
+101% +$359K
SBI
1245
Western Asset Intermediate Muni Fund
SBI
$108M
$768K 0.01%
82,474
-668
-0.8% -$6.36K
AGR
1246
DELISTED
Avangrid, Inc.
AGR
$767K 0.01%
15,185
-69
-0.5% -$3.49K
UBCP icon
1247
United Bancorp
UBCP
$93M
$766K 0.01%
57,843
+22
+0% +$279
SNPS icon
1248
Synopsys
SNPS
$78.8B
$764K 0.01%
8,959
+294
+3% +$25.4K
OIA icon
1249
Invesco Municipal Income Opportunities Trust
OIA
$290M
$763K 0.01%
95,394
-4,576
-5% -$36.4K
LAZ icon
1250
Lazard
LAZ
$4.16B
$761K 0.01%
14,521
+1,787
+14% +$85.6K
48 49
50
51 52

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.