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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTU
1226
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$275K 0.01%
6,764
-341
-5% -$13.8K
BCS icon
1227
Barclays
BCS
$94.3B
$274K 0.01%
19,421
+6,032
+45% +$82.8K
TYG
1228
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$274K 0.01%
1,562
+390
+33% +$70.8K
CAMP
1229
DELISTED
CalAmp Corp.
CAMP
$274K 0.01%
652
+464
+247% +$198K
RCAP
1230
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$274K 0.01%
22,401
+5,290
+31% +$75.4K
ACWI icon
1231
iShares MSCI ACWI ETF
ACWI
$33.4B
$273K 0.01%
4,659
+1,174
+34% +$69K
EWG icon
1232
iShares MSCI Germany ETF
EWG
$1.68B
$273K 0.01%
9,954
+9,113
+1,084% +$249K
VT icon
1233
Vanguard Total World Stock ETF
VT
$81.5B
$273K 0.01%
4,536
+1,232
+37% +$74.1K
RBS.PRL.CL
1234
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$273K 0.01%
11,615
+2,342
+25% +$55.1K
COLB icon
1235
Columbia Banking Systems
COLB
$9.02B
$272K 0.01%
9,857
+8,741
+783% +$235K
ETJ
1236
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$576M
$272K 0.01%
25,587
+18,421
+257% +$210K
NXQ
1237
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$272K 0.01%
19,997
+2,505
+14% +$33.7K
BWLD
1238
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$272K 0.01%
1,508
+23
+2% +$3.58K
ASHR icon
1239
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$271K 0.01%
7,269
+5,922
+440% +$173K
ERH
1240
Allspring Utilities & High Income Fund
ERH
$103M
$270K 0.01%
21,082
+3,875
+23% +$50.5K
KOP icon
1241
Koppers
KOP
$864M
$270K 0.01%
10,373
+10,091
+3,578% +$311K
LKQ icon
1242
LKQ Corp
LKQ
$6.18B
$270K 0.01%
9,581
+896
+10% +$25K
ADI icon
1243
Analog Devices
ADI
$188B
$269K 0.01%
4,853
-48
-1% -$2.45K
DINO icon
1244
HF Sinclair
DINO
$15.4B
$269K 0.01%
7,193
-226
-3% -$9.42K
BDJ icon
1245
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$268K 0.01%
33,008
+7,363
+29% +$60.5K
DBRG icon
1246
DigitalBridge
DBRG
$2.95B
$267K 0.01%
2,971
-8,777
-75% -$695K
RSPD icon
1247
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$333M
$267K 0.01%
9,081
+7,467
+463% +$208K
WIP icon
1248
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$267K 0.01%
4,685
+2,012
+75% +$118K
SMLV icon
1249
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$266K 0.01%
3,409
– –
STWD icon
1250
Starwood Property Trust
STWD
$6.14B
$265K 0.01%
11,405
+2,754
+32% +$63.3K
48 49
50
51 52

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.