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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
1226
DELISTED
Varian Medical Systems, Inc.
VAR
$198K 0.01%
2,821
+262
+10% +$19.3K
VAL
1227
DELISTED
Valspar
VAL
$197K 0.01%
2,494
-129
-5% -$10.1K
WES
1228
DELISTED
Western Gas Partners Lp
WES
$197K 0.01%
2,621
+353
+16% +$26.7K
FXU icon
1229
First Trust Utilities AlphaDEX Fund
FXU
$823M
$196K 0.01%
8,676
+4,240
+96% +$97.6K
GYLD icon
1230
Arrow Dow Jones Global Yield ETF
GYLD
$37.9M
$196K 0.01%
7,445
+2,130
+40% +$59.1K
SMFG icon
1231
Sumitomo Mitsui Financial
SMFG
$160B
$195K 0.01%
23,842
-9,633
-29% -$79K
SKYY icon
1232
First Trust Cloud Computing ETF
SKYY
$3.22B
$193K 0.01%
7,050
-400
-5% -$11K
NFG icon
1233
National Fuel Gas
NFG
$7.82B
$192K 0.01%
2,741
-67
-2% -$4.91K
NUV icon
1234
Nuveen Municipal Value Fund
NUV
$1.9B
$192K 0.01%
20,380
+489
+2% +$4.6K
WMC
1235
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$192K 0.01%
1,301
+40
+3% +$5.8K
ETX
1236
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$191K 0.01%
10,988
+5,229
+91% +$89K
ICPT
1237
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$191K 0.01%
807
+276
+52% +$70.4K
ATHX
1238
DELISTED
Athersys, Inc. Common Stock
ATHX
$191K 0.01%
5,483
+54
+1% +$2.07K
DLNG icon
1239
Dynagas LNG Partners
DLNG
$137M
$190K 0.01%
8,050
– –
PHT
1240
DELISTED
Pioneer High Income Fund
PHT
$190K 0.01%
11,220
– –
STWD icon
1241
Starwood Property Trust
STWD
$6.17B
$190K 0.01%
8,651
+423
+5% +$9.91K
XLNX
1242
DELISTED
Xilinx Inc
XLNX
$189K 0.01%
4,456
+115
+3% +$5.02K
IMCV icon
1243
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$188K 0.01%
4,707
+453
+11% +$18.6K
INTU icon
1244
Intuit
INTU
$92B
$188K 0.01%
2,146
-161
-7% -$13.4K
SXCP
1245
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$188K 0.01%
6,395
+745
+13% +$22.8K
BLV icon
1246
Vanguard Long-Term Bond ETF
BLV
$5.7B
$187K 0.01%
2,073
+389
+23% +$35.1K
CMA
1247
DELISTED
Comerica
CMA
$187K 0.01%
3,748
-755
-17% -$37.9K
BEN icon
1248
Franklin Resources
BEN
$16.9B
$186K 0.01%
3,403
-21,985
-87% -$1.23M
CW icon
1249
Curtiss-Wright
CW
$26.1B
$186K 0.01%
2,819
+1,904
+208% +$128K
WOOD icon
1250
iShares Global Timber & Forestry ETF
WOOD
$270M
$186K 0.01%
3,785
+600
+19% +$30.8K
48 49
50
51 52

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.