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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGU
1226
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$133K ﹤0.01%
6,426
– –
GLUU
1227
DELISTED
Glu Mobile Inc.
GLUU
$133K ﹤0.01%
47,880
+7,500
+19% +$18.7K
ALG icon
1228
Alamo Group
ALG
$2.07B
$132K ﹤0.01%
2,700
– –
NFJ
1229
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$132K ﹤0.01%
7,841
-400
-5% -$6.88K
BKF icon
1230
iShares MSCI BIC ETF
BKF
$77.6M
$131K ﹤0.01%
3,506
-6,693
-66% -$237K
HQL
1231
abrdn Life Sciences Investors
HQL
$642M
$131K ﹤0.01%
6,809
+94
+1% +$1.8K
IAF
1232
abrdn Australia Equity Fund
IAF
$128M
$131K ﹤0.01%
4,222
– –
TSM icon
1233
TSMC
TSM
$2.19T
$131K ﹤0.01%
7,744
+5,411
+232% +$92.3K
RGP
1234
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$131K ﹤0.01%
4,590
-485
-10% -$13.4K
APL
1235
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$131K ﹤0.01%
3,374
+1,608
+91% +$61.2K
BFH icon
1236
Bread Financial
BFH
$4.36B
$130K ﹤0.01%
739
-3
-0.4% -$475
DRI icon
1237
Darden Restaurants
DRI
$25B
$130K ﹤0.01%
3,090
-471
-13% -$20.5K
EAD
1238
Allspring Income Opportunities Fund
EAD
$381M
$130K ﹤0.01%
14,487
-390
-3% -$3.49K
FPF
1239
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$130K ﹤0.01%
6,100
+900
+17% +$19.8K
HPF
1240
John Hancock Preferred Income Fund II
HPF
$345M
$130K ﹤0.01%
6,790
-7,299
-52% -$142K
IEMG icon
1241
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$130K ﹤0.01%
+2,678
New +$126K
JAZZ icon
1242
Jazz Pharmaceuticals
JAZZ
$16.1B
$130K ﹤0.01%
1,411
+511
+57% +$41.2K
PXF icon
1243
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$130K ﹤0.01%
3,134
+2,166
+224% +$86.2K
LSI
1244
DELISTED
LSI CORPORATION
LSI
$130K ﹤0.01%
16,544
+5,628
+52% +$43.1K
NVE
1245
DELISTED
NV ENERGY, INC
NVE
$130K ﹤0.01%
5,470
+3,044
+125% +$71.9K
BMO icon
1246
Bank of Montreal
BMO
$127B
$129K ﹤0.01%
1,928
+61
+3% +$3.83K
IPN
1247
DELISTED
SPDR S&P International Industrial Sector
IPN
$129K ﹤0.01%
4,571
+196
+4% +$5.71K
TPLM
1248
DELISTED
Triangle Petroleum Corporation
TPLM
$129K ﹤0.01%
13,158
+7,750
+143% +$59.1K
XONE
1249
DELISTED
The ExOne Company
XONE
$128K ﹤0.01%
3,005
+1,830
+156% +$115K
PIV
1250
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$128K ﹤0.01%
6,826
– –
48 49
50
51 52

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.