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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
101
iShares Floating Rate Bond ETF
FLOT
$10.5B
$33.8M 0.23%
663,017
-42,985
-6% -$2.19M
VXUS icon
102
Vanguard Total International Stock ETF
VXUS
$162B
$33.6M 0.23%
649,817
+5,527
+0.9% +$285K
TIP icon
103
iShares TIPS Bond ETF
TIP
$14.7B
$33.1M 0.23%
284,260
-30,476
-10% -$3.54M
UPS icon
104
United Parcel Service
UPS
$88.6B
$33M 0.23%
275,580
-3,522
-1% -$403K
XLK icon
105
State Street Technology Select Sector SPDR ETF
XLK
$124B
$33M 0.23%
818,988
-228,616
-22% -$9.15M
BAC icon
106
Bank of America
BAC
$446B
$32.4M 0.22%
1,109,445
-43,395
-4% -$1.25M
SCHA icon
107
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$32.3M 0.22%
1,848,096
+308,616
+20% +$5.45M
DVY icon
108
iShares Select Dividend ETF
DVY
$23.5B
$32.2M 0.22%
316,220
+3,455
+1% +$345K
MTUM icon
109
iShares MSCI USA Momentum Factor ETF
MTUM
$25.7B
$32.1M 0.22%
269,466
-283,747
-51% -$34.2M
VTIP icon
110
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$32M 0.22%
653,673
+44,471
+7% +$2.2M
PFF icon
111
iShares Preferred and Income Securities ETF
PFF
$13.2B
$31.9M 0.22%
849,018
+2,553
+0.3% +$95K
BIL icon
112
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$31.5M 0.22%
344,224
-22,295
-6% -$2.04M
XMLV icon
113
Invesco S&P MidCap Low Volatility ETF
XMLV
$743M
$31.5M 0.22%
597,973
+58,538
+11% +$3.04M
PFE icon
114
Pfizer
PFE
$153B
$31.2M 0.21%
913,798
+9,982
+1% +$363K
LGLV icon
115
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$30.9M 0.21%
277,076
+184,262
+199% +$20.3M
VMBS icon
116
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$30.5M 0.21%
573,272
-40,134
-7% -$2.13M
PEP icon
117
PepsiCo
PEP
$188B
$29.3M 0.2%
213,924
+10,593
+5% +$1.41M
MA icon
118
Mastercard
MA
$491B
$28.6M 0.2%
105,660
+4,321
+4% +$1.19M
IBM icon
119
IBM
IBM
$225B
$28.4M 0.2%
204,287
-7,641
-4% -$1.03M
QUAL icon
120
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$28.3M 0.19%
305,897
+81,770
+36% +$7.52M
IJK icon
121
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$28.1M 0.19%
502,608
+524
+0.1% +$29.5K
MRK icon
122
Merck
MRK
$319B
$28M 0.19%
348,388
+16,101
+5% +$1.29M
WFC icon
123
Wells Fargo
WFC
$264B
$27.5M 0.19%
545,684
-9,082
-2% -$428K
RTN
124
DELISTED
Raytheon Company
RTN
$27.1M 0.19%
138,380
-80
-0.1% -$14.8K
IJJ icon
125
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$27M 0.19%
337,664
+4,656
+1% +$366K
3 4
5
6 7

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.