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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
101
Kimberly-Clark
KMB
$36.5B
$10.3M 0.23%
89,102
+35,757
+67% +$3.97M
SHY icon
102
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$10.2M 0.23%
121,049
+21,567
+22% +$1.83M
FSK icon
103
FS KKR Capital
FSK
$3.44B
$10.2M 0.23%
256,853
+5,678
+2% +$235K
DD
104
DELISTED
Du Pont De Nemours E I
DD
$10M 0.22%
143,094
+37,618
+36% +$2.51M
RPV icon
105
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$10M 0.22%
182,483
-33,001
-15% -$1.77M
JNK icon
106
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$9.98M 0.22%
86,202
-420,606
-83% -$49.9M
SO icon
107
Southern Company
SO
$107B
$9.78M 0.22%
199,695
+29,228
+17% +$1.38M
IJR icon
108
iShares Core S&P Small-Cap ETF
IJR
$112B
$9.71M 0.21%
170,254
+31,078
+22% +$1.7M
EPD icon
109
Enterprise Products Partners
EPD
$81.7B
$9.59M 0.21%
265,418
+126,626
+91% +$4.68M
AMLP icon
110
Alerian MLP ETF
AMLP
$13.1B
$9.45M 0.21%
107,814
+18,040
+20% +$1.64M
XLP icon
111
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$9.43M 0.21%
194,516
+66,221
+52% +$3.13M
VHT icon
112
Vanguard Health Care ETF
VHT
$18.7B
$9.42M 0.21%
75,027
+12,048
+19% +$1.48M
BAC icon
113
Bank of America
BAC
$442B
$9.42M 0.21%
528,138
+130,419
+33% +$2.23M
BABA icon
114
Alibaba
BABA
$308B
$8.98M 0.2%
86,279
+50,679
+142% +$5.2M
EXC icon
115
Exelon
EXC
$47B
$8.89M 0.2%
336,287
+95,440
+40% +$2.45M
LMT icon
116
Lockheed Martin
LMT
$136B
$8.75M 0.19%
45,482
+33,000
+264% +$6.12M
CAT icon
117
Caterpillar
CAT
$387B
$8.51M 0.19%
93,065
+40,866
+78% +$3.98M
DIS icon
118
Walt Disney
DIS
$181B
$8.49M 0.19%
90,239
+17,871
+25% +$1.61M
RAI
119
DELISTED
Reynolds American Inc
RAI
$8.42M 0.19%
261,672
+161,160
+160% +$5.1M
ED icon
120
Consolidated Edison
ED
$39.9B
$8.4M 0.19%
127,207
+51,399
+68% +$3.22M
BRK.A icon
121
Berkshire Hathaway Class A
BRK.A
$1.12T
$8.36M 0.19%
37
+17
+85% +$3.68M
EEM icon
122
iShares MSCI Emerging Markets ETF
EEM
$30B
$8.18M 0.18%
208,090
-14,418
-6% -$586K
WM icon
123
Waste Management
WM
$91B
$8.16M 0.18%
159,004
+85,713
+117% +$4.17M
XLV icon
124
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$8.07M 0.18%
117,949
+54,606
+86% +$3.65M
BP icon
125
BP
BP
$107B
$8.06M 0.18%
254,727
+22,030
+9% +$740K
3 4
5
6 7

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.