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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
101
Gilead Sciences
GILD
$165B
$6.62M 0.19%
93,186
+24,804
+36% +$1.95M
HD icon
102
Home Depot
HD
$355B
$6.53M 0.19%
82,150
+2,299
+3% +$183K
DVY icon
103
iShares Select Dividend ETF
DVY
$23.6B
$6.42M 0.19%
87,622
+11,556
+15% +$820K
QCOM icon
104
Qualcomm
QCOM
$176B
$6.23M 0.18%
79,007
+10,894
+16% +$820K
KMB icon
105
Kimberly-Clark
KMB
$36.5B
$6.09M 0.18%
57,609
+1,269
+2% +$131K
VYM icon
106
Vanguard High Dividend Yield ETF
VYM
$83.5B
$6M 0.18%
95,138
+13,101
+16% +$805K
DIS icon
107
Walt Disney
DIS
$181B
$5.81M 0.17%
72,457
-352
-0.5% -$27.3K
WMT icon
108
Walmart Inc
WMT
$890B
$5.74M 0.17%
225,354
-2,307
-1% -$57.9K
O icon
109
Realty Income
O
$59.1B
$5.52M 0.16%
139,425
+1,617
+1% +$64.1K
UNP icon
110
Union Pacific
UNP
$174B
$5.4M 0.16%
57,962
+3,470
+6% +$308K
XLU icon
111
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.4M 0.16%
260,426
+32,726
+14% +$645K
IWR icon
112
iShares Russell Mid-Cap ETF
IWR
$57.5B
$5.3M 0.15%
137,052
+14,408
+12% +$546K
DD
113
DELISTED
Du Pont De Nemours E I
DD
$5.25M 0.15%
82,356
+5,728
+7% +$350K
F icon
114
Ford
F
$55.7B
$5.2M 0.15%
333,399
-36,255
-10% -$561K
VHT icon
115
Vanguard Health Care ETF
VHT
$18.7B
$5.16M 0.15%
48,262
+4,091
+9% +$433K
VCSH icon
116
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$4.96M 0.14%
62,024
-166,682
-73% -$13.3M
EXC icon
117
Exelon
EXC
$47B
$4.96M 0.14%
207,035
+29,514
+17% +$621K
JPM icon
118
JPMorgan Chase
JPM
$950B
$4.93M 0.14%
81,254
+2,599
+3% +$150K
CSCO icon
119
Cisco
CSCO
$479B
$4.84M 0.14%
215,907
-6,673
-3% -$147K
CAT icon
120
Caterpillar
CAT
$387B
$4.82M 0.14%
48,489
-2,344
-5% -$221K
EPD icon
121
Enterprise Products Partners
EPD
$81.7B
$4.65M 0.14%
134,230
-2,350
-2% -$77.9K
ABT icon
122
Abbott
ABT
$187B
$4.62M 0.13%
119,909
+32,511
+37% +$1.25M
AMGN icon
123
Amgen
AMGN
$222B
$4.61M 0.13%
37,368
+639
+2% +$77.5K
VBR icon
124
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$4.59M 0.13%
45,591
+1,374
+3% +$134K
VOO icon
125
Vanguard S&P 500 ETF
VOO
$1.03T
$4.56M 0.13%
26,601
+3,452
+15% +$581K
3 4
5
6 7

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.