We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
101
Walmart Inc
WMT
$890B
$5.81M 0.2%
235,281
-2,184
-0.9% -$55.1K
BP icon
102
BP
BP
$107B
$5.78M 0.2%
167,884
+3,113
+2% +$107K
BAC icon
103
Bank of America
BAC
$442B
$5.73M 0.19%
415,056
-34,408
-8% -$491K
O icon
104
Realty Income
O
$59.1B
$5.73M 0.19%
148,681
+3,961
+3% +$161K
WFC icon
105
Wells Fargo
WFC
$264B
$5.71M 0.19%
138,050
-623
-0.4% -$26.6K
COP icon
106
ConocoPhillips
COP
$141B
$5.66M 0.19%
81,387
+142
+0.2% +$9.47K
VER
107
DELISTED
VEREIT, Inc.
VER
$5.57M 0.19%
91,376
+7,398
+9% +$504K
META icon
108
Meta Platforms (Facebook)
META
$1.51T
$5.55M 0.19%
110,691
+25,497
+30% +$949K
IJR icon
109
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.45M 0.18%
109,288
+15,552
+17% +$751K
VB icon
110
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$5.43M 0.18%
53,065
+5,744
+12% +$573K
XLU icon
111
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.26M 0.18%
281,276
+33,240
+13% +$633K
NLY icon
112
Annaly Capital Management
NLY
$17.4B
$5.22M 0.18%
112,610
+6,568
+6% +$309K
VO icon
113
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5.15M 0.17%
200,852
+25,920
+15% +$650K
TBF icon
114
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$5.08M 0.17%
158,561
+24,154
+18% +$784K
CSCO icon
115
Cisco
CSCO
$479B
$5.08M 0.17%
216,513
-2,233
-1% -$55.4K
DVY icon
116
iShares Select Dividend ETF
DVY
$23.6B
$5.03M 0.17%
76,713
+17,073
+29% +$1.13M
KMB icon
117
Kimberly-Clark
KMB
$36.5B
$4.99M 0.17%
54,957
+2,945
+6% +$273K
MINT icon
118
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$4.98M 0.17%
49,136
+2,886
+6% +$292K
VYM icon
119
Vanguard High Dividend Yield ETF
VYM
$83.5B
$4.76M 0.16%
82,806
+21,089
+34% +$1.23M
GOOG icon
120
Alphabet (Google) Class C
GOOG
$4.32T
$4.73M 0.16%
214,722
+6,103
+3% +$135K
VIXY icon
121
ProShares VIX Short-Term Futures ETF
VIXY
$197M
$4.68M 0.16%
+74
New +$4.99M
BKLN icon
122
Invesco Senior Loan ETF
BKLN
$6.74B
$4.64M 0.16%
187,925
+42,367
+29% +$1.05M
AMGN icon
123
Amgen
AMGN
$222B
$4.62M 0.16%
41,235
-9,984
-19% -$1.08M
EEP
124
DELISTED
Enbridge Energy Partners
EEP
$4.59M 0.16%
150,656
+10,689
+8% +$328K
DIS icon
125
Walt Disney
DIS
$181B
$4.5M 0.15%
70,527
+3,306
+5% +$212K
3 4
5
6 7

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.