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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRP icon
1201
Natural Resource Partners
NRP
$1.37B
$208K 0.01%
1,598
+808
+102% +$127K
OZK icon
1202
Bank OZK
OZK
$5.66B
$208K 0.01%
6,602
-370
-5% -$11.9K
TEF
1203
DELISTED
Telefonica
TEF
$208K 0.01%
18,452
-3,146
-15% -$36.9K
GLNG icon
1204
Golar LNG
GLNG
$5.17B
$207K 0.01%
3,120
-410
-12% -$26K
HTGC icon
1205
Hercules Capital
HTGC
$3.12B
$207K 0.01%
14,347
-1,526
-10% -$24.2K
JACK icon
1206
Jack in the Box
JACK
$341M
$207K 0.01%
3,042
-42
-1% -$2.53K
XOP icon
1207
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$207K 0.01%
753
-100
-12% -$30.4K
ATO icon
1208
Atmos Energy
ATO
$28.6B
$206K 0.01%
4,328
+858
+25% +$42.8K
GGN
1209
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
$206K 0.01%
22,308
+475
+2% +$5.08K
ACWI icon
1210
iShares MSCI ACWI ETF
ACWI
$33.3B
$205K 0.01%
3,485
-147
-4% -$8.85K
GDV icon
1211
Gabelli Dividend & Income Trust
GDV
$2.67B
$205K 0.01%
9,613
+1,500
+18% +$32.6K
WPM icon
1212
Wheaton Precious Metals
WPM
$61B
$205K 0.01%
10,299
-435
-4% -$10.8K
FBT icon
1213
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$204K 0.01%
2,218
-5
-0.2% -$434
PNW icon
1214
Pinnacle West Capital
PNW
$12.1B
$204K 0.01%
3,730
+17
+0.5% +$947
XNTK icon
1215
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$204K 0.01%
4,198
+306
+8% +$14.9K
SEMG
1216
DELISTED
SEMGROUP CORPORATION
SEMG
$202K 0.01%
2,425
– –
FAD icon
1217
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$593M
$201K 0.01%
4,411
+3,336
+310% +$155K
KOG
1218
DELISTED
KODIAK OIL & GAS CORP
KOG
$201K 0.01%
14,828
-4,491
-23% -$67.4K
BIT icon
1219
BlackRock Multi-Sector Income Trust
BIT
$702M
$200K 0.01%
11,278
+1,257
+13% +$22.7K
CTRA
1220
DELISTED
Coterra Energy
CTRA
$200K 0.01%
6,105
-81
-1% -$2.71K
VT icon
1221
Vanguard Total World Stock ETF
VT
$81.1B
$200K 0.01%
3,304
+3
+0.1% +$186
CAB
1222
DELISTED
Cabela's Inc
CAB
$200K 0.01%
3,402
-428
-11% -$25.6K
MXF
1223
Mexico Fund
MXF
$312M
$199K 0.01%
7,250
+6,150
+559% +$173K
PXE icon
1224
Invesco Energy Exploration & Production ETF
PXE
$85.5M
$199K 0.01%
5,951
+2
+0% +$73
BWLD
1225
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$199K 0.01%
1,485
+119
+9% +$17.6K
47 48
49
50 51

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.